Document

6-K 1 phxm_6-kx10042023.htm 6-K Document

UNITED STATES SECURITIES

AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________

FORM 6-K

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REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the Month of October 2023

Commission File Number: 001-38281

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PHAXIAM Therapeutics S.A.

(Translation of registrant’s name into English)

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60 Avenue Rockefeller

69008 Lyon France

(Address of principal executive office)

________________________

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F S Form 40-F £

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

Press Release dated October 3, 2023

On October 3, 2023, Phaxiam Therapeutics S.A. and Vetophage, a company specialized in phage therapy applied to animal health, issued a press release announcing the signature of a long-term strategic research partnership to combine their expertise in the research of new phages and phage-derived proteins (endolysins) in the fight against antimicrobial resistance.

Press Release dated October 4, 2023

On October 4, 2023, Phaxiam Therapeutics S.A. issued a press release announcing that it received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) dated October 3, 2023, informing it that Nasdaq has confirmed that the Company has regained compliance with the minimum bid price requirement pursuant to Nasdaq Listing Rule 5550(a)(2).

The full text of the press releases are attached as Exhibit 99.1 and Exhibit 99.2 to this Report on Form 6-K and incorporated herein by reference.

EXHIBITS


Exhibit						Description

99.1						Press Release dated October 3, 2023.
99.2						Press Release dated October 4, 2023

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PHAXIAM Therapeutics S.A.

Date:

October 5, 2023

By:

/s/ Eric Soyer

Name Eric Soyer

Title: Deputy Chief Executive Officer, Chief Financial Officer and Chief Operating Officer

SEC Form 6-K filed by Erytech Pharma S.A.