SEC FORM 3

SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Roman Shawn David

(Last)

(First)

(Middle)

C/O APYX MEDICAL CORPORATION

5115 ULMERTON ROAD

(Street)

CLEARWATER

337600

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/06/2024

3. Issuer Name and Ticker or Trading Symbol
Apyx Medical Corp [ APYX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (right to buy)	⁽¹⁾	03/16/2026	Common Stock	12,000	$1.8	D
Employee Stock Option (right to buy)	⁽²⁾	05/01/2027	Common Stock	15,000	$3.23	D
Employee Stock Option (right to buy)	⁽³⁾	01/09/2029	Common Stock	50,000	$7.91	D
Employee Stock Option (right to buy)	⁽⁴⁾	01/15/2030	Common Stock	50,000	$8.18	D
Employee Stock Option (right to buy)	⁽⁵⁾	01/29/2031	Common Stock	25,000	$9.29	D
Employee Stock Option (right to buy)	⁽⁶⁾	01/19/2032	Common Stock	50,000	$10.96	D
Employee Stock Option (right to buy)	⁽⁷⁾	01/11/2033	Common Stock	50,000	$2.5	D
Employee Stock Option (right to buy)	⁽⁸⁾	01/10/2034	Common Stock	50,000	$2.42	D

Explanation of Responses:

1. Reporting Person was granted a stock option on 03/16/2016, which vests in four equal annual instalments on each of the first, second, third, and fourth anniversaries of the grant date.

2. Reporting Person was granted a stock option on 05/01/2017, which vests in four equal annual instalments on each of the first, second, third, and fourth anniversaries of the grant date.

3. Reporting Person was granted a stock option on 01/09/2019, which vests in three equal annual instalments on each of the first, second, and third anniversaries of the grant date.

4. Reporting Person was granted a stock option on 01/15/2020, which vests in three equal annual instalments on each of the first, second, and third anniversaries of the grant date.

5. Reporting Person was granted a stock option on 01/29/2021, which vests in three equal annual instalments on each of the first, second, and third anniversaries of the grant date.

6. Reporting Person was granted a stock option on 01/19/2022, which vests in three equal annual instalments on each of the first, second, and third anniversaries of the grant date.

7. Reporting Person was granted a stock option on 01/11/2023, which vests in three equal annual instalments on each of the first, second, and third anniversaries of the grant date.

8. Reporting Person was granted a stock option on 01/10/2024, which vests in three equal annual instalments on each of the first, second, and third anniversaries of the grant date.

	/s/ Shawn Roman	01/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.