ac20250904_1512g.htm

15-12G 1 ac20250904_1512g.htm FORM 15-12G ac20250904_1512g.htm

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER

SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION

OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934.

Commission File Number

001-37387

Associated Capital Group, Inc.

(Exact name of registrant as specified in its charter)

191 Mason Street, Greenwich, CT 06830 (203) 629-9595

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Class A Common Stock, $0.001 par value

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

Rule 12g-4(a)(1)	☐
Rule 12g-4(a)(2)	☐
Rule 12h-3(b)(1)(i)	☒
Rule 12h-3(b)(1)(ii)	☐
Rule 15d-6	☐
Rule 15d-22(b)	☐

Approximate number of holders of record as of the certification or notice date:

160

Pursuant to the requirements of the Securities Exchange Act of 1934, Associated Capital Group, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

Date:	September 4, 2025	By:	/s/ Peter D. Goldstein
		Name:	Peter D. Goldstein
		Title:	Chief Legal Officer

SEC 2069 (08-11)

Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number.

SEC Form 15-12G filed by Associated Capital Group Inc.