144: Filer Information

Filer CIK

0001346166

Filer CCC

XXXXXXXX

Is this a LIVE or TEST Filing?

LIVE

TEST

Submission Contact Information

Name

Phone

E-Mail Address

144: Issuer Information

Name of Issuer

NewtekOne, Inc.

SEC File Number

001-36742

Address of Issuer

4800 T REX AVENUE
SUITE 120
BOCA RATON
FLORIDA
33431

Phone

212-356-9500

Name of Person for Whose Account the Securities are To Be Sold

Mulia Salvatore Francis

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Director

144: Securities Information

Title of the Class of Securities To Be Sold

Name and Address of the Broker

Number of Shares or Other Units To Be Sold

Aggregate Market Value

Number of Shares or Other Units Outstanding

Approximate Date of Sale

Name the Securities Exchange

Common

Ameriprise Financial
2865 Ameriprise Financial Center
Minneapolis � MN � 55474

750

8152.50

24708771

04/22/2024

Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class

Date you Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

Is this a Gift?

Date Donor Acquired

Amount of Securities Acquired

Date of Payment

Nature of Payment *

Common

11/08/2013

Previously vested stock award

NewtekOne Inc

422

11/08/2013

Previously vested stock award

Common

02/13/2014

Previously vested stock award

NewtekOne Inc

167

02/13/2014

Previously vested stock award

Common

05/15/2014

Previously vested stock award

NewtekOne Inc

161

05/15/2014

Previously vested stock award

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of Securities Sold

Gross Proceeds

Salvatore Mulia
6384 Costa Circle
Naples � FL � 34113

Common

03/21/2024

750

8032.50

Salvatore Mulia
6384 Costa Circle
Naples � FL � 34113

Common

02/21/2024

750

8610.00

Salvatore Mulia
6384 Costa Circle
Naples � FL � 34113

Common

01/22/2024

750

9420.00

144: Remarks and Signature

Remarks

The shares sold were sold pursuant to a Rule 10B5-1 trading plan

Date of Notice

04/22/2024

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

06/20/2023

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

/s/ Alexander Meginnes as a duly authorized representative of Ameriprise Financial Services Inc, as attorney-in-fact for Salvatore Mulia

144: Filer Information

Submission Contact Information

144: Issuer Information

144: Securities Information

144: Securities To Be Sold

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

ATTENTION:

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC Form 144 filed by NewtekOne Inc. 8.00% Fixed Rate Senior Notes due 2028