UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 28, 2023

Home Point Capital Inc.

(Exact name of registrant as specified in its charter)

Delaware		001-39964		90-1116426
(State or other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

2211 Old Earhart Road, Suite 250 Ann Arbor, MI		48105
(Address of Principal Executive Office)		(Zip Code)

(888) 616-6866

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class		Trading Symbols(s)		Name of each exchange on which registered
Common Stock, par value $0.0000000072 per share		HMPT		Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01

Other Events

On July 27, 2023, Home Point Financial Corporation (“HPF”), a wholly owned subsidiary of Home Point Capital Inc., completed the sale of certain mortgage servicing rights held by HPF to Nationstar Mortgage LLC (“MSR Purchaser”), a Delaware limited liability company and a wholly owned subsidiary of Mr. Cooper Group Inc. (“Mr. Cooper”), a Delaware corporation, pursuant to that certain Agreement for the Bulk Purchase and Sale of Mortgage Servicing Rights, dated as of May 10, 2023, by and among HPF, MSR Purchaser and, solely for the purposes set forth therein, Mr. Cooper.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

		HOME POINT CAPITAL INC.
Dated: July 28, 2023

	By:	/s/ William A. Newman
	Name:	William A. Newman
	Title:	President, Chief Executive Officer and Principal Financial Officer

Home Point Capital Inc filed SEC Form 8-K: Other Events