Insiders · XFLT

XFLT insider transactions

XAI Octagon Floating Rate & Alternative Income Trust (XFLT) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for XFLT

• 109d
  Vice President Spence John Yogi bought $19,500 worth of Common Shares of Beneficial Ownership (5,000 units at $3.90), increasing direct ownership by 0.90% to 561,792 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 160d
  President & CEO Brombach Theodore J gifted 7,811 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 160d
  Vice President Spence John Yogi gifted 7,811 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 160d
  Vice President Flynn Kimberly Ann acquired 3,504 units of Common Shares of Beneficial Interest, increasing direct ownership by 8% to 46,708 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 160d
  Secretary & CLO Mcculloch Benjamin acquired 3,389 units of Common Shares of Beneficial Interest, increasing direct ownership by 42% to 11,491 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 206d
  SEC Form 5 filed by Spence John Yogi

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 206d
  SEC Form 5 filed by Gordon Andrew David

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 206d
  SEC Form 5 filed by Meyers William T.

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 207d
  SEC Form 5 filed by Mcculloch Benjamin

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 224d
  Sub-Adviser Inv Comm Member Law Lauren Kristen bought $100,140 worth of shares (20,000 units at $5.01) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 269d
  Trustee Jones Scott C sold $73,119 worth of Common shares of beneficial ownership (13,009 units at $5.62), closing all direct ownership in the company (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 445d
  SEC Form 3 filed by new insider Woo Lisa

  3 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 466d
  SEC Form 3 filed by new insider Arment Madeline

  3 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 472d
  Vice President Spence John Yogi bought $12,760 worth of Common Shares of Beneficial Ownership (2,000 units at $6.38), increasing direct ownership by 0.36% to 551,806 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 474d
  Vice President Spence John Yogi bought $19,229 worth of Common Shares of Beneficial Ownership (3,000 units at $6.41), increasing direct ownership by 0.55% to 549,806 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 508d
  President & CEO Brombach Theodore J disposed of 6,052 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 511d
  Vice President Spence John Yogi disposed of 6,052 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 511d
  Secretary & CLO Mcculloch Benjamin acquired 2,857 units of Common Shares of Beneficial Ownership, increasing direct ownership by 67% to 7,131 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 511d
  Vice President Flynn Kimberly Ann acquired 3,004 units of Common Shares of Beneficial Ownership, increasing direct ownership by 7% to 43,204 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 535d
  Adviser Personnel Spence John Yogi bought $13,000 worth of Common Shares of Beneficial Ownership (2,000 units at $6.50), increasing direct ownership by 0.37% to 546,806 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 570d
  Spence John Yogi disposed of 2,390 units of Common Shares of Beneficial Ownership (SEC Form 5)

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 570d
  Brombach Theodore J disposed of 3,221 units of Common shares of beneficial ownership (SEC Form 5)

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 570d
  SEC Form 5 filed by Mcculloch Benjamin

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 571d
  SEC Form 5 filed by Jones Scott C

  5 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 746d
  Spence John Yogi gifted 6,000 units of Common Shares of Beneficial Ownership, decreasing direct ownership by 1% to 531,763 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 759d
  Brombach Theodore J bought $48,962 worth of Common Shares of Beneficial Ownership (6,867 units at $7.13) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 759d
  Spence John Yogi bought $48,962 worth of Common Shares of Beneficial Ownership (6,867 units at $7.13) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Trust (0001703079) (Issuer)
• 887d
  New insider Meyers William T. claimed ownership of 2,151 units of Common Shares of Beneficial Interest and claimed ownership of 8,000 units of Preferred Shares (SEC Form 3)

  3 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 908d
  Spence John Yogi disposed of 5,409 units of Common Shares of Beneficial Ownership and bought $5,816 worth of Common Shares of Beneficial Ownership (825 units at $7.05) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 908d
  Brombach Theodore J bought $5,816 worth of Common Shares of Beneficial Ownership (825 units at $7.05) and disposed of 5,409 units of Common Shares of Beneficial Ownership (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 908d
  Mcculloch Benjamin acquired 2,209 units of Common Shares of Beneficial Interest, increasing direct ownership by 152% to 3,661 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 908d
  Flynn Kimberly Ann acquired 2,400 units of Common Shares of Beneficial Interest, increasing direct ownership by 6% to 40,200 units (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 915d
  Spence John Yogi bought $41,340 worth of Common Shares of Beneficial Ownership (6,000 units at $6.89) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 915d
  Brombach Theodore J bought $41,340 worth of Common Shares of Beneficial Ownership (6,000 units at $6.89) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 935d
  Spence John Yogi bought $2,046 worth of Common Shares of Beneficial Ownership (289 units at $7.08) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 935d
  Brombach Theodore J bought $2,046 worth of Common Shares of Beneficial Ownership (289 units at $7.08) (SEC Form 4)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 979d
  New insider Roessler Randi Jean claimed no ownership of stock in the company (SEC Form 3)

  3 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 980d
  SEC Form 5 filed by Uhl Theodore

  5 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1048d
  SEC Form 4 filed by Spence John Yogi

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1263d
  SEC Form 4: Spence John Yogi bought $3,165 worth of Common Shares of Beneficial Ownership (500 units at $6.33), increasing direct ownership by 0.10% to 515,997 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1301d
  SEC Form 5 filed by Jones Scott C

  5 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1301d
  SEC Form 4: Brombach Theodore J bought $20,344 worth of Common Shares of Beneficial Ownership (3,050 units at $6.67)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1301d
  SEC Form 4: Spence John Yogi bought $20,344 worth of Common Shares of Beneficial Ownership (3,050 units at $6.67)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1302d
  SEC Form 4: Brombach Theodore J bought $13,275 worth of Common Shares of Beneficial Ownership (2,000 units at $6.64)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1302d
  SEC Form 4: Spence John Yogi bought $13,275 worth of Common Shares of Beneficial Ownership (2,000 units at $6.64)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1307d
  SEC Form 4: Spence John Yogi bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1307d
  SEC Form 4: Brombach Theodore J bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1307d
  SEC Form 4: Spence John Yogi bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1307d
  SEC Form 4: Brombach Theodore J bought $39,055 worth of Common Shares of Beneficial Ownership (6,000 units at $6.51)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1307d
  SEC Form 4: Brombach Theodore J bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1307d
  SEC Form 4: Spence John Yogi bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39) (Amendment)

  4/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1312d
  SEC Form 4: Spence John Yogi bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1312d
  SEC Form 4: Brombach Theodore J bought $25,544 worth of Common Shares of Beneficial Ownership (4,000 units at $6.39)

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1354d
  SEC Form 4: Spence John Yogi bought $18,700 worth of Common Shares of Beneficial Ownership (3,000 units at $6.23), increasing direct ownership by 0.59% to 514,280 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1375d
  SEC Form 4: Spence John Yogi bought $13,970 worth of Common Shares of Beneficial Ownership (2,000 units at $6.99), increasing direct ownership by 0.39% to 510,719 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1386d
  SEC Form 4: Spence John Yogi bought $21,474 worth of Common Shares of Beneficial Ownership (3,000 units at $7.16), increasing direct ownership by 0.59% to 508,719 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1519d
  SEC Form 4: Mcculloch Benjamin bought $3,998 worth of Common Shares of Beneficial Ownership (472 units at $8.47), increasing direct ownership by 68% to 1,162 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1613d
  SEC Form 5 filed by Spence John Yogi (Amendment)

  5/A - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1631d
  SEC Form 4: Spence John Yogi bought $34,121 worth of Common Shares of Beneficial Ownership (4,000 units at $8.53), increasing direct ownership by 0.82% to 490,710 units

  4 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)
• 1631d
  SEC Form 5 filed by Jones Scott C

  5 - XAI Octagon Floating Rate & Alternative Income Term Trust (0001703079) (Issuer)