Insiders · UPST

UPST insider transactions

Upstart Holdings Inc. (UPST) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for UPST

• 5d
  Director Wennes Timothy H was granted 6,476 shares (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 5d
  Director Terry Hilliard C. Iii was granted 6,476 shares, increasing direct ownership by 21% to 37,432 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 5d
  Director Hentges Mary was granted 6,476 shares, increasing direct ownership by 21% to 37,149 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 5d
  Director Bernard Peter J was granted 6,476 shares, increasing direct ownership by 132% to 11,392 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 5d
  Director Cooper Kerry Whorton was granted 6,476 shares (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 5d
  Director O'Kelly Ciaran was granted 6,476 shares, increasing direct ownership by 20% to 39,484 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 5d
  SEC Form 3 filed by new insider Wennes Timothy H

  3 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 11d
  Officer Mirgorodskaya Natalia sold $28,236 worth of shares (974 units at $28.99), decreasing direct ownership by 3% to 37,374 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 16d
  Chief Legal Officer Darling Scott sold $190,912 worth of shares (6,634 units at $28.78), decreasing direct ownership by 7% to 88,728 units (SEC Form 4) to cover withholding tax

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 16d
  President, Capital& Enterprise Datta Sanjay sold $229,740 worth of shares (7,985 units at $28.77), decreasing direct ownership by 2% to 328,556 units (SEC Form 4) (tax withholding)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 16d
  Officer Mirgorodskaya Natalia sold $15,134 worth of shares (526 units at $28.77), decreasing direct ownership by 1% to 38,348 units (SEC Form 4) to satisfy withholding tax

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 20d
  Officer Mirgorodskaya Natalia exercised 4,600 shares at a strike of $1.35, increasing direct ownership by 13% to 38,874 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 20d
  Chief Financial Officer Blankmeyer Andrea sold $208,703 worth of shares (7,044 units at $29.63), decreasing direct ownership by 4% to 162,383 units (SEC Form 4) (for withholding tax)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 20d
  Chief Legal Officer Darling Scott sold $21,476 worth of shares (727 units at $29.54), decreasing direct ownership by 1% to 102,609 units (SEC Form 4) to cover taxes

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 20d
  President, Capital& Enterprise Datta Sanjay sold $53,707 worth of shares (1,817 units at $29.56), decreasing direct ownership by 0.54% to 336,541 units (SEC Form 4) (withholding obligation)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 25d
  Chief Executive Officer Gu Paul bought $1,375,000 worth of shares (50,000 units at $27.50) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 30d
  Director Girouard Dave exercised 835,075 shares at a strike of $0.83 (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 30d
  Director Girouard Dave bought $4,999,607 worth of shares (170,240 units at $29.37) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 66d
  SEC Form 4 filed by Blankmeyer Andrea

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 73d
  SEC Form 3 filed by new insider Blankmeyer Andrea

  3 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 96d
  Officer Datta Sanjay was granted 61,670 shares, increasing direct ownership by 22% to 338,358 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 96d
  Officer Mirgorodskaya Natalia was granted 9,375 shares and sold $10,148 worth of shares (390 units at $26.02), increasing direct ownership by 36% to 34,274 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 96d
  SEC Form 4 filed by Chief Technology Offier Gu Paul

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 96d
  Chief Legal Officer Darling Scott was granted 24,668 shares, increasing direct ownership by 31% to 104,150 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 100d
  Officer Mirgorodskaya Natalia sold $24,932 worth of shares (866 units at $28.79), decreasing direct ownership by 3% to 25,289 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 103d
  Chief Financial Officer Datta Sanjay sold $238,375 worth of shares (7,982 units at $29.86), decreasing direct ownership by 3% to 276,688 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 103d
  Officer Mirgorodskaya Natalia sold $18,925 worth of shares (633 units at $29.90), decreasing direct ownership by 2% to 26,155 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 103d
  Chief Legal Officer Darling Scott sold $205,192 worth of shares (6,868 units at $29.88), disposed of 6,638 shares and acquired 6,638 shares (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 135d
  Chief Legal Officer Darling Scott exercised 7,564 shares at a strike of $13.22 (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 142d
  Director O'Kelly Ciaran was granted 1,168 shares, increasing direct ownership by 4% to 33,008 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 142d
  Director Bernard Peter J was granted 834 shares, increasing direct ownership by 20% to 4,916 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 142d
  Director Cooper Kerry Whorton was granted 1,459 shares (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 151d
  Chief Legal Officer Darling Scott exercised 1,000 shares at a strike of $13.22, disposed of 1,000 shares, acquired 1,000 shares and sold $50,000 worth of shares (1,000 units at $50.00) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 173d
  Director Cooper Kerry Whorton sold $75,000 worth of shares (1,500 units at $50.00) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 173d
  Chief Legal Officer Darling Scott sold $369,600 worth of shares (7,392 units at $50.00), exercised 2,000 shares at a strike of $13.22, disposed of 2,000 shares and acquired 2,000 shares (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 193d
  Officer Mirgorodskaya Natalia sold $29,649 worth of shares (762 units at $38.91), decreasing direct ownership by 3% to 26,398 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 195d
  Officer Mirgorodskaya Natalia exercised 6,900 shares at a strike of $35.58 and sold $30,063 worth of shares (821 units at $36.62), increasing direct ownership by 29% to 27,160 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 195d
  Chief Legal Officer Darling Scott sold $282,480 worth of shares (7,723 units at $36.58), disposed of 5,392 shares and acquired 5,392 shares (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 195d
  Chief Financial Officer Datta Sanjay sold $498,323 worth of shares (13,624 units at $36.58), decreasing direct ownership by 5% to 284,280 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 206d
  Chief Technology Offier Gu Paul bought $3,922,800 worth of shares (100,000 units at $39.23) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 222d
  Chief Legal Officer Darling Scott exercised 1,000 shares at a strike of $13.22 and sold $55,012 worth of shares (1,000 units at $55.01) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 222d
  Amendment: Chief Legal Officer Darling Scott gifted 750 shares, decreasing direct ownership by 0.50% to 149,379 units (SEC Form 4)

  4/A - Upstart Holdings, Inc. (0001647639) (Issuer)
• 247d
  Chief Legal Officer Darling Scott exercised 1,000 shares at a strike of $13.22 and sold $54,640 worth of shares (1,000 units at $54.64) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 261d
  Chief Legal Officer Darling Scott exercised 1,000 shares at a strike of $13.22 and sold $70,010 worth of shares (1,000 units at $70.01) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 263d
  Chief Executive Officer Girouard Dave exercised 41,667 shares at a strike of $0.83 and sold $2,705,545 worth of shares (41,667 units at $64.93) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 275d
  Chief Legal Officer Darling Scott exercised 4,000 shares at a strike of $13.22 and sold $277,654 worth of shares (4,000 units at $69.41) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 276d
  Chief Technology Offier Gu Paul sold $343,059 worth of shares (5,000 units at $68.61) and exercised 5,000 shares at a strike of $6.34 (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 276d
  Officer Mirgorodskaya Natalia sold $99,593 worth of shares (1,439 units at $69.21), decreasing direct ownership by 6% to 21,081 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 276d
  Director Cooper Kerry Whorton sold $34,605 worth of shares (500 units at $69.21) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 284d
  Chief Legal Officer Darling Scott sold $435,336 worth of shares (6,402 units at $68.00), decreasing direct ownership by 5% to 123,898 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 285d
  Officer Mirgorodskaya Natalia exercised 365 shares at a strike of $25.90 and sold $95,183 worth of shares (1,389 units at $68.53), decreasing direct ownership by 4% to 22,520 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 289d
  Officer Mirgorodskaya Natalia sold $65,944 worth of shares (1,079 units at $61.12), decreasing direct ownership by 4% to 23,544 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 289d
  Chief Legal Officer Darling Scott sold $419,158 worth of shares (6,853 units at $61.16), decreasing direct ownership by 5% to 130,300 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 289d
  Chief Financial Officer Datta Sanjay sold $823,452 worth of shares (13,473 units at $61.12), decreasing direct ownership by 4% to 297,904 units (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 292d
  Chief Executive Officer Girouard Dave exercised 41,667 shares at a strike of $0.83 and sold $2,636,434 worth of shares (41,667 units at $63.27) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 306d
  Officer Mirgorodskaya Natalia exercised 365 shares at a strike of $25.90 and sold $28,457 worth of shares (365 units at $77.97) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 306d
  Chief Legal Officer Darling Scott exercised 4,000 shares at a strike of $13.22 and sold $313,806 worth of shares (4,000 units at $78.45) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 325d
  Chief Executive Officer Girouard Dave exercised 41,667 shares at a strike of $0.83 and sold $3,127,831 worth of shares (41,667 units at $75.07) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 332d
  Officer Mirgorodskaya Natalia exercised 4,000 shares at a strike of $25.90 and sold $320,270 worth of shares (4,000 units at $80.07) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)
• 332d
  Chief Legal Officer Darling Scott exercised 5,000 shares at a strike of $13.22 and sold $400,210 worth of shares (5,000 units at $80.04) (SEC Form 4)

  4 - Upstart Holdings, Inc. (0001647639) (Issuer)