Insiders · SANW

SANW insider transactions

S&W Seed Company (SANW) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for SANW

• 432d
  CHIEF FINANCIAL OFFICER Baughman Vanessa covered exercise/tax liability with 161 shares, decreasing direct ownership by 3% to 4,939 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 458d
  SEC Form 4 filed by President and CEO Herrmann Mark

  4 - S&W Seed Co (0001477246) (Issuer)
• 521d
  CHIEF FINANCIAL OFFICER Baughman Vanessa covered exercise/tax liability with 161 shares, decreasing direct ownership by 3% to 5,100 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 532d
  Large owner Mfp Partners Lp sold $30,000 worth of shares (200,000 units at $0.15) (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 536d
  Director Matina Alexander C was granted 13,297 shares, increasing direct ownership by 76% to 30,755 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 536d
  Director Wong Mark was granted 10,212 shares, increasing direct ownership by 33% to 41,214 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 536d
  Director Rona Jeffrey A was granted 12,725 shares, increasing direct ownership by 160% to 20,700 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 536d
  Director Willits Alan D was granted 16,727 shares, increasing direct ownership by 37% to 61,785 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 585d
  SEC Form 4 filed by President and CEO Herrmann Mark

  4 - S&W Seed Co (0001477246) (Issuer)
• 585d
  SEC Form 4 filed by CHIEF FINANCIAL OFFICER Baughman Vanessa

  4 - S&W Seed Co (0001477246) (Issuer)
• 614d
  CHIEF FINANCIAL OFFICER Baughman Vanessa covered exercise/tax liability with 2,580 shares, decreasing direct ownership by 3% to 99,924 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 706d
  CHIEF FINANCIAL OFFICER Baughman Vanessa covered exercise/tax liability with 3,060 shares, decreasing direct ownership by 3% to 102,504 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 706d
  Director Harvey Mark James was granted 99,675 shares, increasing direct ownership by 532% to 118,410 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 797d
  Baughman Vanessa covered exercise/tax liability with 3,060 shares, decreasing direct ownership by 3% to 105,564 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 845d
  Baughman Vanessa was granted 108,624 shares (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 847d
  Wong Mark was granted 90,000 shares, increasing direct ownership by 18% to 589,038 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 847d
  Willits Alan D was granted 90,000 shares, increasing direct ownership by 12% to 856,100 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 902d
  Rona Jeffrey A was granted 151,525 shares (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 902d
  SEC Form 3 filed by new insider Rona Jeffrey A

  3 - S&W Seed Co (0001477246) (Issuer)
• 906d
  Wong Mark was granted 192,380 shares, increasing direct ownership by 63% to 499,038 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 906d
  Herrmann Mark covered exercise/tax liability with 16,147 shares, decreasing direct ownership by 29% to 40,311 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 906d
  Horton Elizabeth was granted 126,653 shares, increasing direct ownership by 142% to 215,552 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 906d
  Willits Alan D was granted 198,958 shares, increasing direct ownership by 35% to 766,100 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 906d
  Matina Alexander C was granted 156,425 shares, increasing direct ownership by 89% to 331,685 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 934d
  Horton Elizabeth was granted 3,603 shares, increasing direct ownership by 4% to 88,899 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 934d
  Willits Alan D was granted 1,790 shares, increasing direct ownership by 0.32% to 567,142 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 955d
  Willits Alan D was granted 12,943 shares, increasing direct ownership by 2% to 565,352 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 955d
  Wong Mark was granted 12,943 shares, increasing direct ownership by 4% to 306,658 units (SEC Form 4)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1013d
  SEC Form 4: Wong Mark covered exercise/tax liability with 11,229 shares, decreasing direct ownership by 4% to 293,715 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1025d
  SEC Form 4: Wong Mark was granted 24,076 shares, increasing direct ownership by 9% to 304,944 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1064d
  SEC Form 3: New insider Herrmann Mark claimed ownership of 56,458 shares

  3 - S&W Seed Co (0001477246) (Issuer)
• 1082d
  SEC Form 4 filed by Horton Elizabeth

  4 - S&W Seed Co (0001477246) (Issuer)
• 1119d
  SEC Form 3 filed by new insider Baughman Vanessa

  3 - S&W Seed Co (0001477246) (Issuer)
• 1161d
  SEC Form 4 filed by Wong Mark

  4 - S&W Seed Co (0001477246) (Issuer)
• 1161d
  SEC Form 4 filed by Panter Donald M. Jr.

  4 - S&W Seed Co (0001477246) (Issuer)
• 1161d
  SEC Form 4 filed by Horton Elizabeth

  4 - S&W Seed Co (0001477246) (Issuer)
• 1172d
  SEC Form 4 filed by Mfp Partners Lp

  4 - S&W Seed Co (0001477246) (Issuer)
• 1207d
  SEC Form 4: Panter Donald M. Jr. was granted 63,492 shares, increasing direct ownership by 108% to 122,306 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1215d
  SEC Form 4: Wynnefield Partners Small Cap Value Lp sold $650,370 worth of shares (380,000 units at $1.71)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1251d
  SEC Form 4: Panter Donald M. Jr. covered exercise/tax liability with 900 shares, decreasing direct ownership by 2% to 58,814 units to cover taxes

  4 - S&W Seed Co (0001477246) (Issuer)
• 1251d
  SEC Form 4: Horton Elizabeth covered exercise/tax liability with 1,823 shares, decreasing direct ownership by 3% to 63,923 units (for withholding tax)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1251d
  SEC Form 4: Wong Mark covered exercise/tax liability with 2,925 shares, decreasing direct ownership by 1% to 283,611 units (tax liability)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1263d
  SEC Form 4 filed by Mfp Partners Lp

  4 - S&W Seed Co (0001477246) (Issuer)
• 1270d
  SEC Form 4: Willits Alan D was granted 74,375 shares, increasing direct ownership by 16% to 552,409 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1270d
  SEC Form 4: Matina Alexander C was granted 59,583 shares, increasing direct ownership by 52% to 175,260 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1270d
  SEC Form 4: Herrmann Mark was granted 56,458 shares

  4 - S&W Seed Co (0001477246) (Issuer)
• 1270d
  SEC Form 3 filed by new insider Herrmann Mark

  3 - S&W Seed Co (0001477246) (Issuer)
• 1315d
  SEC Form 4 filed by Mfp Partners Lp

  4 - S&W Seed Co (0001477246) (Issuer)
• 1322d
  SEC Form 4: Horton Elizabeth was granted 60,905 shares, increasing direct ownership by 1,258% to 65,746 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1322d
  SEC Form 4: Wong Mark was granted 19,444 shares, increasing direct ownership by 7% to 286,536 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1322d
  SEC Form 4: Panter Donald M. Jr. was granted 6,481 shares, increasing direct ownership by 12% to 59,714 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1340d
  SEC Form 4 filed by Mfp Partners Lp

  4 - S&W Seed Co (0001477246) (Issuer)
• 1343d
  SEC Form 4: Panter Donald M. Jr. covered exercise/tax liability with 1,196 shares, decreasing direct ownership by 2% to 53,233 units (withholding tax)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1343d
  SEC Form 4: Wong Mark covered exercise/tax liability with 4,542 shares, decreasing direct ownership by 2% to 267,092 units (withholding obligation)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1433d
  SEC Form 4: Panter Donald M. Jr. covered exercise/tax liability with 1,160 shares, decreasing direct ownership by 2% to 54,429 units to satisfy withholding tax

  4 - S&W Seed Co (0001477246) (Issuer)
• 1433d
  SEC Form 4: Wong Mark covered exercise/tax liability with 4,540 shares, decreasing direct ownership by 2% to 271,636 units to satisfy withholding obligation

  4 - S&W Seed Co (0001477246) (Issuer)
• 1477d
  SEC Form 4: Wong Mark bought $10,077 worth of shares (7,634 units at $1.32), increasing direct ownership by 3% to 276,176 units

  4 - S&W Seed Co (0001477246) (Issuer)
• 1526d
  SEC Form 4: Panter Donald M. Jr. covered exercise/tax liability with 1,416 shares, decreasing direct ownership by 2% to 55,589 units (for tax liability)

  4 - S&W Seed Co (0001477246) (Issuer)
• 1526d
  SEC Form 4: Wong Mark covered exercise/tax liability with 4,465 shares, decreasing direct ownership by 2% to 268,542 units to satisfy withholding obligation

  4 - S&W Seed Co (0001477246) (Issuer)
• 1526d
  SEC Form 4 filed by Wong Mark (Amendment)

  4/A - S&W Seed Co (0001477246) (Issuer)