Insiders · RSF

RSF insider transactions

RiverNorth Capital and Income Fund (RSF) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for RSF

• 263d
  New insider Rivernorth Financial Holdings, Llc claimed no ownership of stock in the company (SEC Form 3)

  3 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 311d
  Chief Executive Officer Galley Patrick W. acquired $572,909 worth of shares (39,813 units at $14.39), increasing direct ownership by 19% to 254,733 units (SEC Form 4)

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 327d
  Holding Co Rivernorth Strategic Holdings, Llc acquired $43,805 worth of shares (2,984 units at $14.68), increasing direct ownership by 298% to 3,984 units (SEC Form 4)

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 327d
  Chief Executive Officer Galley Patrick W. acquired $346,932 worth of shares (23,633 units at $14.68), increasing direct ownership by 5% to 214,920 units (SEC Form 4)

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 375d
  Holding Co Rivernorth Strategic Holdings, Llc bought $15,010 worth of shares (1,000 units at $15.01) (SEC Form 4)

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 388d
  New insider Rivernorth Strategic Holdings, Llc claimed no ownership of stock in the company (SEC Form 3)

  3 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 479d
  SEC Form 5 filed by Galley Patrick W.

  5 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 769d
  Galley Patrick W. was granted 68,414 shares, increasing direct ownership by 41% to 237,061 units (SEC Form 4)

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 808d
  Galley Patrick W. bought $1,610 worth of shares (100 units at $16.09), increasing direct ownership by 0.06% to 168,647 units (SEC Form 4)

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 1215d
  SEC Form 4: Galley Patrick W. bought $674,119 worth of shares (42,558 units at $15.84), increasing direct ownership by 26% to 168,547 units

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 1223d
  SEC Form 4: Stanton Janae was granted 150 shares

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 1223d
  SEC Form 4: Stanton Janae was granted 50 shares, increasing direct ownership by 33% to 200 units

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 1224d
  SEC Form 3: New insider Stanton Janae claimed no ownership of stock in the company

  3 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 1262d
  SEC Form 4: Galley Patrick W. sold $176,107 worth of RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A (7,093 units at $24.83), decreasing direct ownership by 14% to 43,926 units

  4 - RiverNorth Capital & Income Fund, Inc. (0001644771) (Issuer)
• 1306d
  SEC Form 3: New insider Mougin Lisa Bruckert claimed no ownership of stock in the company

  3 - RiverNorth Specialty Finance Corp (0001644771) (Issuer)