Insiders · RIV

RIV insider transactions

RiverNorth Opportunities Fund Inc. (RIV) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for RIV

• 237d
  Portfolio Manager O'Neill Stephen Andrew acquired $179,250 worth of Common Shares of Beneficial Interest (15,000 units at $11.95), increasing direct ownership by 19% to 94,768 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 237d
  Director Raio Jerry acquired $45,816 worth of Common Shares of Beneficial Interest (3,834 units at $11.95), increasing direct ownership by 84% to 8,412 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 237d
  Holding Co Rivernorth Strategic Holdings, Llc acquired $305,908 worth of shares (25,599 units at $11.95), increasing direct ownership by 33% to 102,395 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 237d
  President Galley Patrick W. acquired $1,340,945 worth of Common Shares of Beneficial Interest (112,213 units at $11.95), increasing direct ownership by 51% to 330,695 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 263d
  New insider Rivernorth Financial Holdings, Llc claimed no ownership of stock in the company (SEC Form 3)

  3 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 333d
  Amendment: New insider Rivernorth Strategic Holdings, Llc claimed ownership of 76,796 units of Common Shares of Beneficial Interest (SEC Form 3)

  3/A - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 478d
  SEC Form 5 filed by Raio Jerry

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 479d
  SEC Form 5 filed by Galley Patrick W.

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 479d
  SEC Form 5 filed by O'Neill Stephen Andrew

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 556d
  New insider Rivernorth Strategic Holdings, Llc claimed ownership of 953,038 units of Common Shares of Beneficial Interest (SEC Form 3)

  3 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 558d
  Adviser Rivernorth Capital Management, Llc disposed of 76,796 units of Common Shares of Beneficial Interest, closing all direct ownership in the company (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 893d
  Rivernorth Capital Management, Llc was granted 12,608 units of Common Shares of Beneficial Interest, increasing direct ownership by 16% to 89,368 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 906d
  Rivernorth Capital Management, Llc was granted 8,674 units of Common Shares of Beneficial Interest, increasing direct ownership by 13% to 76,760 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 910d
  Rivernorth Capital Management, Llc was granted 600 units of Common Shares of Beneficial Interest, increasing direct ownership by 0.89% to 68,086 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 914d
  Rivernorth Capital Management, Llc was granted 292 units of Common Shares of Beneficial Interest, increasing direct ownership by 0.43% to 67,486 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 915d
  Rivernorth Capital Management, Llc was granted 1,053 units of Common Shares of Beneficial Interest, increasing direct ownership by 2% to 67,194 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 917d
  Rivernorth Capital Management, Llc was granted 47 units of Common Shares of Beneficial Interest, increasing direct ownership by 0.07% to 66,141 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 929d
  Rivernorth Capital Management, Llc was granted 12,400 units of Common Shares of Beneficial Interest, increasing direct ownership by 23% to 66,094 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 930d
  Rivernorth Capital Management, Llc was granted 15,245 units of Common Shares of Beneficial Interest, increasing direct ownership by 40% to 53,694 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 931d
  Rivernorth Capital Management, Llc was granted 18,094 units of Common Shares of Beneficial Interest, increasing direct ownership by 89% to 38,449 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1099d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1120d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1123d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1124d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1154d
  SEC Form 4 filed by Raio Jerry

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1280d
  SEC Form 4: Galley Patrick W. bought 41,899 units of Common Shares of Beneficial Interest, increasing direct ownership by 17% to 282,018 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1294d
  SEC Form 4: Hutchens John Wayne bought $33,082 worth of Common Shares of Beneficial Interest (2,773 units at $11.93), increasing direct ownership by 56% to 7,763 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1306d
  SEC Form 3: New insider Mougin Lisa Bruckert claimed no ownership of stock in the company

  3 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Parmentier William R Jr

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Buchanan Patrick D

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Duran Troy Anthony

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Meloni Andrew P

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Kuchli Andrea E

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by French Allen

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Burns Kathryn

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Spahr Laton

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Mcclure Robert Douglas

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1343d
  SEC Form 5 filed by Rettinger Erich

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1344d
  SEC Form 5 filed by Alps Advisors Inc

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1344d
  SEC Form 5 filed by Sutula Matthew

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1594d
  SEC Form 4: O'Neill Stephen Andrew bought $74,728 worth of Common Shares of Beneficial Interest (5,000 units at $14.95), increasing direct ownership by 8% to 71,227 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1664d
  SEC Form 4: O'Neill Stephen Andrew bought $278,323 worth of Common Shares of Beneficial Interest (16,557 units at $16.81), increasing direct ownership by 33% to 66,227 units (Amendment)

  4/A - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1664d
  SEC Form 4: Hutchens John Wayne bought $27,972 worth of Common Shares of Beneficial Interest (1,664 units at $16.81), increasing direct ownership by 33% to 6,654 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1665d
  SEC Form 4: O'Neill Stephen Andrew bought $278,323 worth of Common Shares of Beneficial Interest (16,557 units at $16.81), increasing direct ownership by 25% to 82,784 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1666d
  SEC Form 3 filed by new insider Rettinger Erich

  3 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1714d
  SEC Form 5 filed by Swanson David

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1728d
  SEC Form 5 filed by Hutchens John Wayne

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1728d
  SEC Form 5 filed by Oakes John S.

  5 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1749d
  SEC Form 3 filed by MCCLURE ROBERT DOUGLAS

  3 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1826d
  SEC Form 4 filed by RiverNorth Opportunities Fund, Inc.

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1854d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $247,895 worth of Common Stock (13,717 units at $18.07), decreasing direct ownership by 52% to 12,572 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1860d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $93,739 worth of Common Stock (5,302 units at $17.68), decreasing direct ownership by 17% to 26,289 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1867d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $87,350 worth of Common Stock (5,000 units at $17.47), decreasing direct ownership by 14% to 31,591 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1880d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $126,416 worth of Common Stock (7,114 units at $17.77), decreasing direct ownership by 16% to 36,591 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1889d
  SEC Form 4: H Brian Schmucker sold $394,285 worth of Common Stock (22,616 units at $17.43), decreasing direct ownership by 85% to 4,000 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1889d
  SEC Form 4: Llc Management, Capital Rivernorth sold $70,400 worth of Common Stock (4,000 units at $17.60), decreasing direct ownership by 8% to 43,705 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1902d
  SEC Form 4: Llc Management, Capital Rivernorth sold $109,003 worth of Common Stock (6,279 units at $17.36), decreasing direct ownership by 12% to 47,705 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1907d
  SEC Form 4: Llc Management, Capital Rivernorth sold $88,400 worth of Common Stock (5,000 units at $17.68), decreasing direct ownership by 8% to 53,984 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1909d
  SEC Form 4: Llc Management, Capital Rivernorth sold $330,307 worth of Common Stock (19,010 units at $17.38), decreasing direct ownership by 24% to 58,984 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1922d
  SEC Form 4: Llc Management, Capital Rivernorth sold $132,620 worth of Common Stock (7,635 units at $17.37), decreasing ownership by 9% to 77,994 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)