Insiders · HTGC

HTGC insider transactions

Hercules Capital Inc. (HTGC) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for HTGC

• 11d
  New insider Olson Andrew claimed ownership of 30,386 shares (SEC Form 3)

  3 - Hercules Capital, Inc. (0001280784) (Issuer)
• 55d
  SEC Form 4 filed by Botelho Kiersten Zaza

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 55d
  SEC Form 4 filed by Follmann Christian

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 55d
  SEC Form 4 filed by Meyer Seth H

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 55d
  SEC Form 4 filed by Bluestein Scott

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Badavas Robert P

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Loo Wade

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Fallon Thomas J

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Aguirre Deanne

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Randhawa Paramjeet K

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Crowell Gayle A

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 69d
  SEC Form 4 filed by Theodosopoulos Nikos

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 90d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 5 shares, decreasing direct ownership by 0.00% to 448,548 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 94d
  Amendment: Chief Operating Officer Follmann Christian bought $73,400 worth of shares (5,000 units at $14.68), increasing direct ownership by 3% to 150,135 units (SEC Form 4)

  4/A - Hercules Capital, Inc. (0001280784) (Issuer)
• 94d
  Chief Operating Officer Follmann Christian decreased direct ownership by 3% to 150,135 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 94d
  Director Randhawa Paramjeet K bought $45,079 worth of shares (3,050 units at $14.78), increasing direct ownership by 18% to 19,560 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 97d
  Amendment: Chief Financial Officer Meyer Seth H bought $200,620 worth of shares (14,000 units at $14.33), increasing direct ownership by 3% to 448,553 units (SEC Form 4)

  4/A - Hercules Capital, Inc. (0001280784) (Issuer)
• 100d
  Director Theodosopoulos Nikos bought $36,946 worth of shares (2,600 units at $14.21), increasing direct ownership by 14% to 21,523 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 100d
  Director Badavas Robert P bought $71,350 worth of shares (5,000 units at $14.27) (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 100d
  Chief Legal Officer & CCO Botelho Kiersten Zaza bought $18,473 worth of shares (1,300 units at $14.21), increasing direct ownership by 1% to 93,336 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 100d
  Director Fallon Thomas J bought $284,000 worth of shares (20,000 units at $14.20) (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 100d
  Chief Executive Officer Bluestein Scott bought $100,450 worth of shares (7,000 units at $14.35), increasing direct ownership by 0.28% to 2,516,379 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 100d
  Chief Financial Officer Meyer Seth H bought $100,310 worth of shares (7,000 units at $14.33), increasing direct ownership by 2% to 448,553 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 101d
  Director Loo Wade bought $49,434 worth of shares (3,300 units at $14.98) (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 102d
  Director Badavas Robert P bought $75,050 worth of shares (5,000 units at $15.01) (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 102d
  Director Fallon Thomas J bought $149,800 worth of shares (10,000 units at $14.98) (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 103d
  Director Crowell Gayle A bought $100,320 worth of shares (6,600 units at $15.20), increasing direct ownership by 8% to 87,458 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 103d
  Chief Executive Officer Bluestein Scott bought $452,400 worth of shares (30,000 units at $15.08), increasing direct ownership by 1% to 2,509,379 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 109d
  Director Theodosopoulos Nikos bought $98,208 worth of shares (6,165 units at $15.93), increasing direct ownership by 48% to 18,923 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 109d
  Director Fallon Thomas J bought $317,600 worth of shares (20,000 units at $15.88) (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 145d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 20,017 shares, decreasing direct ownership by 4% to 434,553 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 145d
  Chief Operating Officer Follmann Christian covered exercise/tax liability with 8,758 shares, decreasing direct ownership by 6% to 145,134 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 145d
  Chief Legal Officer & CCO Botelho Kiersten Zaza covered exercise/tax liability with 6,332 shares, decreasing direct ownership by 6% to 92,036 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 145d
  Chief Executive Officer Bluestein Scott covered exercise/tax liability with 63,512 shares, decreasing direct ownership by 2% to 2,479,379 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 146d
  Chief Financial Officer Meyer Seth H was granted 84,978 shares, increasing direct ownership by 23% to 454,570 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 146d
  Chief Legal Officer & CCO Botelho Kiersten Zaza was granted 34,265 shares, increasing direct ownership by 53% to 98,368 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 146d
  Chief Operating Officer Follmann Christian was granted 37,007 shares, increasing direct ownership by 32% to 153,892 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 146d
  Chief Executive Officer Bluestein Scott was granted 298,794 shares, increasing direct ownership by 13% to 2,542,891 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 181d
  SEC Form 4 filed by Chief Operating Officer Follmann Christian

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 181d
  SEC Form 4 filed by Chief Legal Officer & CCO Botelho Kiersten Zaza

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 181d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 20 shares, decreasing direct ownership by 0.01% to 369,592 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 181d
  SEC Form 4 filed by Chief Executive Officer Bluestein Scott

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 215d
  Director Crowell Gayle A bought $106,647 worth of shares (6,000 units at $17.77), increasing direct ownership by 8% to 78,727 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 235d
  Chief Legal Officer & CCO Botelho Kiersten Zaza covered exercise/tax liability with 822 shares, decreasing direct ownership by 1% to 64,103 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 235d
  Chief Operating Officer Follmann Christian covered exercise/tax liability with 1,176 shares, decreasing direct ownership by 1.00% to 116,885 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 235d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 4,051 shares, decreasing direct ownership by 1% to 369,612 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 235d
  Chief Executive Officer Bluestein Scott covered exercise/tax liability with 13,431 shares, decreasing direct ownership by 0.59% to 2,244,097 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 236d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 3,458 shares, decreasing direct ownership by 0.92% to 373,663 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 236d
  Chief Operating Officer Follmann Christian covered exercise/tax liability with 1,362 shares, decreasing direct ownership by 1% to 118,061 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 236d
  Chief Legal Officer & CCO Botelho Kiersten Zaza covered exercise/tax liability with 956 shares, decreasing direct ownership by 1% to 64,925 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 236d
  Chief Executive Officer Bluestein Scott covered exercise/tax liability with 10,652 shares, decreasing direct ownership by 0.47% to 2,257,528 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 327d
  Chief Legal Officer & CCO Botelho Kiersten Zaza covered exercise/tax liability with 770 shares, decreasing direct ownership by 1% to 65,881 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 327d
  Chief Operating Officer Follmann Christian covered exercise/tax liability with 829 shares, decreasing direct ownership by 0.69% to 119,423 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 327d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 4,051 shares, decreasing direct ownership by 1% to 377,121 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 327d
  Chief Executive Officer Bluestein Scott covered exercise/tax liability with 13,431 shares, decreasing direct ownership by 0.59% to 2,268,180 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 331d
  Chief Financial Officer Meyer Seth H covered exercise/tax liability with 3,458 shares, decreasing direct ownership by 0.90% to 381,172 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 331d
  Chief Operating Officer Follmann Christian covered exercise/tax liability with 960 shares, decreasing direct ownership by 0.79% to 120,252 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 331d
  Chief Legal Officer & CCO Botelho Kiersten Zaza covered exercise/tax liability with 912 shares, decreasing direct ownership by 1% to 66,651 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 331d
  Chief Executive Officer Bluestein Scott covered exercise/tax liability with 10,593 shares, decreasing direct ownership by 0.46% to 2,281,611 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)
• 352d
  Director Loo Wade was granted 9,328 shares and returned 5,999 shares to the company, decreasing direct ownership by 36% to 4,834 units (SEC Form 4)

  4 - Hercules Capital, Inc. (0001280784) (Issuer)