Insiders · CSWC

CSWC insider transactions

Capital Southwest Corporation (CSWC) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.

Recent Form 3, 4, and 5 filings for CSWC

• 3d
  Director Thomas William R Iii sold $108,569 worth of shares (4,661 units at $23.29) and bought $117,000 worth of shares (5,000 units at $23.40), increasing direct ownership by 2% to 18,683 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 7d
  Director Rogers-Windsor Ramona Lynn bought $4,988 worth of shares (213 units at $23.42), increasing direct ownership by 0.94% to 22,880 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 98d
  President and CEO Sarner Michael Scott bought $59,013 worth of shares (2,695 units at $21.90), increasing direct ownership by 0.57% to 473,154 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 118d
  Director Battist Christine bought $13,895 worth of shares (600 units at $23.16), increasing direct ownership by 5% to 13,215 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 250d
  Director Rogers-Windsor Ramona Lynn bought $9,979 worth of shares (463 units at $21.55), increasing direct ownership by 2% to 21,612 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 291d
  Director Battist Christine bought $14,972 worth of shares (667 units at $22.45), increasing direct ownership by 6% to 12,615 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 298d
  Director Furst Jack D was granted 2,193 shares, increasing direct ownership by 5% to 47,948 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 298d
  Director Brooks David R was granted 2,193 shares, increasing direct ownership by 6% to 40,944 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 298d
  Director Rogers-Windsor Ramona Lynn was granted 2,193 shares, increasing direct ownership by 12% to 20,828 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 298d
  Director Battist Christine was granted 2,193 shares, increasing direct ownership by 22% to 11,948 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 299d
  Director Thomas William R Iii was granted 2,193 shares, increasing direct ownership by 14% to 18,344 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 350d
  Director Rogers-Windsor Ramona Lynn bought $9,980 worth of shares (471 units at $21.19), increasing direct ownership by 3% to 18,092 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 362d
  Senior Managing Director & CIO Weinstein Joshua S. covered exercise/tax liability with 15,168 shares and was granted 65,000 shares, increasing direct ownership by 20% to 301,522 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 362d
  President and CEO Sarner Michael Scott covered exercise/tax liability with 18,967 shares and was granted 80,000 shares, increasing direct ownership by 15% to 470,460 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 363d
  Chief Financial Officer Rehberger Chris covered exercise/tax liability with 4,167 shares and was granted 45,000 shares, increasing direct ownership by 38% to 149,151 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 376d
  Director Battist Christine bought $9,935 worth of shares (476 units at $20.87), increasing direct ownership by 5% to 9,755 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 439d
  Director Rogers-Windsor Ramona Lynn bought $10,134 worth of shares (450 units at $22.52), increasing direct ownership by 3% to 17,238 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 466d
  New insider Rehberger Chris claimed ownership of 108,318 shares (SEC Form 3)

  3 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 543d
  Director Rogers-Windsor Ramona Lynn bought $5,667 worth of shares (250 units at $22.67), increasing direct ownership by 2% to 16,407 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 576d
  Director Battist Christine bought $5,921 worth of shares (256 units at $23.13), increasing direct ownership by 3% to 9,279 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 578d
  Director Rogers-Windsor Ramona Lynn bought $11,533 worth of shares (500 units at $23.07), increasing direct ownership by 3% to 16,157 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 630d
  Director Rogers-Windsor Ramona Lynn bought $6,258 worth of shares (250 units at $25.03), increasing direct ownership by 2% to 15,363 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 664d
  Director Rogers-Windsor Ramona Lynn was granted 2,090 shares, increasing direct ownership by 16% to 15,113 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 664d
  Director Thomas William R Iii was granted 2,090 shares, increasing direct ownership by 15% to 16,151 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 665d
  Director Battist Christine was granted 2,090 shares (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 665d
  Director Furst Jack D was granted 2,090 shares, increasing direct ownership by 5% to 45,755 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 665d
  Director Brooks David R was granted 2,090 shares, increasing direct ownership by 6% to 38,751 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 668d
  Director Battist Christine bought $9,720 worth of shares (406 units at $23.94), increasing direct ownership by 5% to 9,023 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 710d
  Director Rogers-Windsor Ramona Lynn bought $5,226 worth of shares (200 units at $26.13), increasing direct ownership by 2% to 12,798 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 714d
  Director Battist Christine bought $4,916 worth of shares (197 units at $24.96), increasing direct ownership by 2% to 8,617 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 727d
  President and CEO Diehl Bowen S covered exercise/tax liability with 25,704 shares and was granted 95,000 shares, increasing direct ownership by 30% to 303,943 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 727d
  Chief Financial Officer Sarner Michael Scott was granted 75,000 shares and covered exercise/tax liability with 18,330 shares, increasing direct ownership by 16% to 409,427 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 727d
  Senior Managing Director Weinstein Joshua S. was granted 60,000 shares and covered exercise/tax liability with 13,677 shares, increasing direct ownership by 23% to 251,690 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 734d
  Thomas William R Iii gifted 8,217 shares and bought $243,139 worth of shares (9,400 units at $25.87), increasing direct ownership by 9% to 14,061 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 739d
  Battist Christine bought $4,848 worth of shares (192 units at $25.25), increasing direct ownership by 2% to 8,420 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 746d
  Rogers-Windsor Ramona Lynn bought $12,825 worth of shares (500 units at $25.65), increasing direct ownership by 4% to 12,598 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 900d
  Rogers-Windsor Ramona Lynn bought $11,645 worth of shares (500 units at $23.29), increasing direct ownership by 4% to 11,664 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 935d
  Diehl Bowen S covered exercise/tax liability with 2,213 shares, decreasing direct ownership by 0.93% to 234,639 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 935d
  Sarner Michael Scott covered exercise/tax liability with 1,869 shares, decreasing direct ownership by 0.53% to 352,757 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 935d
  Weinstein Joshua S. covered exercise/tax liability with 1,131 shares, decreasing direct ownership by 0.52% to 216,167 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 949d
  Rogers-Windsor Ramona Lynn bought $10,835 worth of shares (500 units at $21.67), increasing direct ownership by 5% to 11,164 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1029d
  SEC Form 4: Furst Jack D was granted 2,240 shares, increasing direct ownership by 5% to 43,665 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1029d
  SEC Form 4: Rogers-Windsor Ramona Lynn was granted 2,240 shares, increasing direct ownership by 27% to 10,462 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1032d
  SEC Form 4: Brooks David R was granted 2,240 shares, increasing direct ownership by 7% to 36,661 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1032d
  SEC Form 4: Thomas William R Iii was granted 2,240 shares, increasing direct ownership by 21% to 12,878 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1032d
  SEC Form 4: Battist Christine was granted 2,240 shares

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1090d
  SEC Form 4 filed by Diehl Bowen S

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1090d
  SEC Form 4 filed by Sarner Michael Scott

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1090d
  SEC Form 4 filed by Weinstein Joshua S.

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1218d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $9,843 worth of shares (500 units at $19.69), increasing direct ownership by 7% to 7,907 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1300d
  SEC Form 4: Diehl Bowen S covered exercise/tax liability with 7,230 shares, decreasing direct ownership by 4% to 168,520 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1300d
  SEC Form 4: Weinstein Joshua S. covered exercise/tax liability with 3,688 shares, decreasing direct ownership by 2% to 174,015 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1300d
  SEC Form 4: Sarner Michael Scott covered exercise/tax liability with 6,138 shares, decreasing direct ownership by 2% to 307,225 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1312d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $9,485 worth of shares (500 units at $18.97), increasing direct ownership by 7% to 7,262 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1313d
  SEC Form 4: Battist Christine bought $9,685 worth of shares (510 units at $18.99)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Furst Jack D was granted 2,421 shares, increasing direct ownership by 6% to 41,425 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Brooks David R was granted 2,421 shares, increasing direct ownership by 8% to 34,421 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Battist Christine was granted 2,421 shares

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Rogers-Windsor Ramona Lynn was granted 2,421 shares, increasing direct ownership by 57% to 6,636 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Thomas William R Iii was granted 2,421 shares, increasing direct ownership by 29% to 10,638 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)