CB insider transactions

President &COO Keogh John W sold $7,394,740 worth of shares (23,000 units at $321.51), gifted 62,352 shares and received a gift of 61,000 shares, decreasing direct ownership by 38% to 140,970 units (SEC Form 4)

Director Hu Fred was granted 1,135 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 122% to 1,713 units (SEC Form 4)

President &COO Keogh John W returned 5,033 shares to the company and covered exercise/tax liability with 29,556 shares, decreasing direct ownership by 13% to 226,322 units (SEC Form 4)

Chief Risk Officer O'Brien Frances D. returned 216 shares to the company and covered exercise/tax liability with 1,106 shares, decreasing direct ownership by 3% to 40,861 units (SEC Form 4)

Director Sidwell David H was granted 757 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 4% to 15,321 units (SEC Form 4)

Director Hugin Robert J was granted 1,135 shares, increasing direct ownership by 6% to 21,626 units (SEC Form 4)

Director Corbat Michael was granted 681 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 20% to 2,938 units (SEC Form 4)

Executive Vice President and* Wayland Joseph F returned 1,797 shares to the company and covered exercise/tax liability with 12,164 shares, decreasing direct ownership by 25% to 42,251 units (SEC Form 4)

Executive Vice President* Ortega Juan Luis covered exercise/tax liability with 5,820 shares and returned 924 shares to the company, decreasing direct ownership by 19% to 28,859 units (SEC Form 4)

Executive Vice President and* Enns Peter C. returned 1,869 shares to the company and covered exercise/tax liability with 11,730 shares, decreasing direct ownership by 31% to 29,713 units (SEC Form 4)

Executive Vice President* Boroughs Timothy Alan returned 930 shares to the company and covered exercise/tax liability with 4,751 shares, decreasing direct ownership by 50% to 5,588 units (SEC Form 4)

Senior Vice President,* Johns Bryce L. returned 243 shares to the company, decreasing direct ownership by 0.98% to 24,527 units (SEC Form 4)

Director Shasta Theodore was granted 681 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 3% to 16,069 units (SEC Form 4)

Director Buese Nancy was granted 1,135 shares and covered exercise/tax liability with 321 shares, increasing direct ownership by 28% to 3,746 units (SEC Form 4)

Director Steimer Olivier was granted 681 shares and covered exercise/tax liability with 41 shares, increasing direct ownership by 3% to 26,120 units (SEC Form 4)

Chairman & CEO Greenberg Evan G covered exercise/tax liability with 73,555 shares and returned 11,253 shares to the company, decreasing direct ownership by 16% to 461,791 units (SEC Form 4)

Director Connors Michael P was granted 681 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 3% to 18,303 units (SEC Form 4)

Director Chai Nelson was granted 681 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 37% to 1,797 units (SEC Form 4)

Executive Vice President* Mcnamee Paul returned 282 shares to the company and covered exercise/tax liability with 1,352 shares, decreasing direct ownership by 8% to 18,649 units (SEC Form 4)

Director Atieh Michael G was granted 681 shares, covered exercise/tax liability with 193 shares and sold $190,468 worth of shares (578 units at $329.53), decreasing direct ownership by 0.22% to 40,014 units (SEC Form 4)

Director Townsend Frances F was granted 681 shares and covered exercise/tax liability with 193 shares, increasing direct ownership by 10% to 5,314 units (SEC Form 4)

Director Scully Robert W was granted 1,256 shares and covered exercise/tax liability with 356 shares, increasing direct ownership by 5% to 20,397 units (SEC Form 4)

Director Burke Sheila P covered exercise/tax liability with 193 shares, decreasing direct ownership by 2% to 8,587 units (SEC Form 4)

SEC Form 4 filed by Steimer Olivier

Chief Accounting Officer Ohsiek George F. sold $250,408 worth of shares (770 units at $325.20), decreasing direct ownership by 4% to 17,087 units (SEC Form 4)

Senior Vice President,* Johns Bryce L. sold $504,925 worth of shares (1,500 units at $336.62), decreasing direct ownership by 6% to 24,770 units (SEC Form 4)

Executive Vice President* Mcnamee Paul covered exercise/tax liability with 103 shares, decreasing direct ownership by 0.51% to 20,283 units (SEC Form 4)

Chief Risk Officer O'Brien Frances D. covered exercise/tax liability with 48 shares, decreasing direct ownership by 0.11% to 42,183 units (SEC Form 4)

Executive Vice President and* Wayland Joseph F sold $2,572,084 worth of shares (7,645 units at $336.44), decreasing direct ownership by 12% to 56,212 units (SEC Form 4)

Chief Accounting Officer Ohsiek George F. covered exercise/tax liability with 103 shares, decreasing direct ownership by 0.57% to 17,857 units (SEC Form 4)

Executive Vice President and* Wayland Joseph F was granted 3,500 shares, increasing direct ownership by 6% to 63,857 units (SEC Form 4)

Executive Vice President and* Enns Peter C. was granted 5,398 shares, increasing direct ownership by 14% to 43,312 units (SEC Form 4)

Executive Vice President* Mcnamee Paul was granted 1,245 shares, increasing direct ownership by 7% to 20,386 units (SEC Form 4)

Senior Vice President,* Johns Bryce L. was granted 4,264 shares, increasing direct ownership by 19% to 26,270 units (SEC Form 4)

Chief Risk Officer O'Brien Frances D. was granted 1,115 shares, increasing direct ownership by 3% to 42,231 units (SEC Form 4)

SEC Form 4 filed by Executive Vice President* Boroughs Timothy Alan

Chief Accounting Officer Ohsiek George F. was granted 1,204 shares, increasing direct ownership by 7% to 17,960 units (SEC Form 4)

Executive Vice President* Ortega Juan Luis was granted 904 shares, increasing direct ownership by 3% to 35,603 units (SEC Form 4)

President &COO Keogh John W was granted 14,442 shares, increasing direct ownership by 6% to 260,911 units (SEC Form 4)

Chairman & CEO Greenberg Evan G was granted 49,948 shares, increasing direct ownership by 10% to 546,599 units (SEC Form 4)

Chief Risk Officer O'Brien Frances D. covered exercise/tax liability with 52 shares, decreasing direct ownership by 0.13% to 41,116 units (SEC Form 4)

Executive Vice President* Mcnamee Paul covered exercise/tax liability with 147 shares, decreasing direct ownership by 0.76% to 19,141 units (SEC Form 4)

Chief Accounting Officer Ohsiek George F. covered exercise/tax liability with 80 shares, decreasing direct ownership by 0.48% to 16,756 units (SEC Form 4)

Executive Vice President* Ortega Juan Luis covered exercise/tax liability with 166 shares, decreasing direct ownership by 0.48% to 34,699 units (SEC Form 4)

Executive Vice President* Ortega Juan Luis covered exercise/tax liability with 179 shares, decreasing direct ownership by 0.51% to 34,865 units (SEC Form 4)

Executive Vice President and* Wayland Joseph F covered exercise/tax liability with 236 shares, decreasing direct ownership by 0.39% to 60,357 units (SEC Form 4)

Executive Vice President and* Enns Peter C. covered exercise/tax liability with 209 shares, decreasing direct ownership by 0.55% to 37,914 units (SEC Form 4)

Executive Vice President* Boroughs Timothy Alan covered exercise/tax liability with 277 shares, decreasing direct ownership by 2% to 11,269 units (SEC Form 4)

Chief Risk Officer O'Brien Frances D. covered exercise/tax liability with 119 shares, decreasing direct ownership by 0.29% to 41,168 units (SEC Form 4)

Executive Vice President* Mcnamee Paul covered exercise/tax liability with 144 shares, decreasing direct ownership by 0.74% to 19,288 units (SEC Form 4)

Chief Accounting Officer Ohsiek George F. covered exercise/tax liability with 90 shares, decreasing direct ownership by 0.53% to 16,836 units (SEC Form 4)

Chief Risk Officer O'Brien Frances D. covered exercise/tax liability with 130 shares, decreasing direct ownership by 0.31% to 41,287 units (SEC Form 4)

Executive Vice President* Ortega Juan Luis covered exercise/tax liability with 185 shares, decreasing direct ownership by 0.53% to 35,044 units (SEC Form 4)

Chief Accounting Officer Ohsiek George F. covered exercise/tax liability with 90 shares, decreasing direct ownership by 0.53% to 16,926 units (SEC Form 4)

Executive Vice President* Mcnamee Paul covered exercise/tax liability with 169 shares, decreasing direct ownership by 0.86% to 19,432 units (SEC Form 4)

Executive Vice President* Boroughs Timothy Alan covered exercise/tax liability with 264 shares, decreasing direct ownership by 2% to 11,546 units (SEC Form 4)

Chief Accounting Officer Ohsiek George F. exercised 2,112 shares at a strike of $118.39 and sold $1,672,698 worth of shares (5,140 units at $325.43), decreasing direct ownership by 15% to 17,016 units (SEC Form 4)

Chairman & CEO Greenberg Evan G sold $5,001,273 worth of shares (14,925 units at $335.09), decreasing direct ownership by 3% to 496,651 units (SEC Form 4)

Executive Vice President* Boroughs Timothy Alan exercised 27,817 shares at a strike of $138.25 and sold $9,234,688 worth of shares (27,817 units at $331.98) (SEC Form 4)

Chairman & CEO Greenberg Evan G sold $4,991,867 worth of shares (15,060 units at $331.47), decreasing direct ownership by 3% to 511,576 units (SEC Form 4)