CAT insider transactions
Caterpillar Inc. (CAT) Form 4 insider transactions - real-time wire coverage of every officer, director, and 10% owner trade.
Recent Form 3, 4, and 5 filings for CAT
- SEC Form 4 filed by Chief Executive Officer Creed Joseph E4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Chief Financial Officer Epley Kyle Joseph4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Johnson Denise C exercised 16,078 shares at a strike of $196.70, covered exercise/tax liability with 3,473 shares and sold $11,444,170 worth of shares (12,605 units at $907.91) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Johnson Denise C exercised 7,900 shares at a strike of $196.70, covered exercise/tax liability with 1,704 shares and sold $5,637,081 worth of shares (6,196 units at $909.79) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Accounting Officer Schaupp William E sold $326,160 worth of shares (360 units at $906.00), decreasing direct ownership by 40% to 530 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Executive Officer Creed Joseph E covered exercise/tax liability with 574 shares, decreasing direct ownership by 2% to 34,507 units (SEC Form 4) to satisfy withholding tax4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Human Resources Officer Pambianchi Christine M covered exercise/tax liability with 224 shares, decreasing direct ownership by 7% to 3,083 units (SEC Form 4) to satisfy withholding tax4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Fassino Anthony D. exercised 21,403 shares at a strike of $219.76, covered exercise/tax liability with 5,120 shares and sold $14,928,266 worth of shares (16,283 units at $916.80) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Financial Officer Epley Kyle Joseph was granted 515 shares, increasing direct ownership by 3% to 17,705 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President De Lange Bob exercised 28,105 shares at a strike of $127.60, covered exercise/tax liability with 3,883 shares and sold $22,354,978 worth of shares (24,222 units at $922.92) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Fassino Anthony D. exercised 12,000 shares at a strike of $219.76, covered exercise/tax liability with 2,848 shares and sold $8,477,067 worth of shares (9,152 units at $926.25) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- CFO Emeritus Bonfield Andrew R J exercised 23,054 shares at a strike of $294.78, covered exercise/tax liability with 7,380 shares and sold $14,399,861 worth of shares (15,674 units at $918.71) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Kaiser Jason gifted 294 shares, decreasing direct ownership by 3% to 9,300 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Shurman Rodney Michael exercised 5,639 shares at a strike of $253.98 and sold $5,093,006 worth of shares (5,639 units at $903.18) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Kaiser Jason exercised 7,917 shares at a strike of $253.98, covered exercise/tax liability with 2,275 shares and sold $4,982,055 worth of shares (5,642 units at $883.03) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Director Maclennan David bought $219,210 worth of shares (250 units at $876.84), increasing direct ownership by 3% to 8,206 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- New insider Epley Kyle Joseph claimed ownership of 19,159 shares (SEC Form 3)3 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Chief Executive Officer Creed Joseph E4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Maclennan David4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Creed Joseph E4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Chief Executive Officer Creed Joseph E4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Group President Kaiser Jason4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Group President Kaiser Jason4 - CATERPILLAR INC (0000018230) (Issuer)
- SEC Form 4 filed by Chief Executive Officer Creed Joseph E4 - CATERPILLAR INC (0000018230) (Issuer)
- Executive Chairman Umpleby Iii Donald J covered exercise/tax liability with 1,546 shares, decreasing direct ownership by 0.33% to 464,199 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Shurman Rodney Michael covered exercise/tax liability with 117 shares, decreasing direct ownership by 4% to 2,546 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Accounting Officer Schaupp William E covered exercise/tax liability with 19 shares, decreasing direct ownership by 2% to 890 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Legal Officer Owens Derek covered exercise/tax liability with 338 shares, decreasing direct ownership by 4% to 8,203 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Executive Officer Creed Joseph E covered exercise/tax liability with 696 shares and sold $1,797,317 worth of shares (2,500 units at $718.93), decreasing direct ownership by 8% to 35,083 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Kaiser Jason covered exercise/tax liability with 368 shares, decreasing direct ownership by 4% to 9,594 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Fassino Anthony D. covered exercise/tax liability with 346 shares, decreasing direct ownership by 0.75% to 46,041 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Johnson Denise C covered exercise/tax liability with 346 shares, decreasing direct ownership by 0.69% to 49,825 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President De Lange Bob covered exercise/tax liability with 393 shares, decreasing direct ownership by 0.45% to 86,029 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Financial Officer Bonfield Andrew R J covered exercise/tax liability with 449 shares, decreasing direct ownership by 0.84% to 52,935 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Executive Chairman Umpleby Iii Donald J covered exercise/tax liability with 1,591 shares, decreasing direct ownership by 0.34% to 465,745 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Accounting Officer Schaupp William E was granted 102 shares and covered exercise/tax liability with 18 shares, increasing direct ownership by 10% to 909 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Shurman Rodney Michael was granted 1,320 shares and covered exercise/tax liability with 100 shares, increasing direct ownership by 85% to 2,663 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Human Resources Officer Pambianchi Christine M was granted 1,155 shares, increasing direct ownership by 54% to 3,307 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- CLO & General Counsel Owens Derek was granted 1,386 shares and covered exercise/tax liability with 310 shares, increasing direct ownership by 14% to 8,541 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Johnson Denise C was granted 1,650 shares and covered exercise/tax liability with 337 shares, increasing direct ownership by 3% to 50,171 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Kaiser Jason was granted 1,650 shares and covered exercise/tax liability with 358 shares, increasing direct ownership by 15% to 9,962 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Fassino Anthony D. covered exercise/tax liability with 337 shares, decreasing direct ownership by 0.72% to 46,387 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President De Lange Bob was granted 1,650 shares and covered exercise/tax liability with 382 shares, increasing direct ownership by 1% to 86,422 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Financial Officer Bonfield Andrew R J was granted 1,749 shares and covered exercise/tax liability with 445 shares, increasing direct ownership by 3% to 53,384 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- CEO Creed Joseph E was granted 4,950 shares and covered exercise/tax liability with 676 shares, increasing direct ownership by 13% to 38,279 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Shurman Rodney Michael exercised 2,278 shares at a strike of $253.98 and sold $1,730,392 worth of shares (2,278 units at $759.61) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Shurman Rodney Michael sold $1,346,620 worth of shares (1,764 units at $763.39), decreasing direct ownership by 55% to 1,440 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Accounting Officer Schaupp William E sold $742,802 worth of shares (972 units at $764.20), decreasing direct ownership by 54% to 824 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Fassino Anthony D. exercised 11,000 shares at a strike of $219.76, covered exercise/tax liability with 3,109 shares and sold $6,130,518 worth of shares (7,891 units at $776.90) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President De Lange Bob exercised 15,000 shares at a strike of $127.60, covered exercise/tax liability with 2,493 shares and sold $9,593,870 worth of shares (12,507 units at $767.08) (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Kaiser Jason sold $1,312,623 worth of shares (1,690 units at $776.70), decreasing direct ownership by 16% to 8,661 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President De Lange Bob was granted 9,055 shares and covered exercise/tax liability with 4,011 shares, increasing direct ownership by 6% to 84,997 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Johnson Denise C was granted 9,055 shares and covered exercise/tax liability with 3,563 shares, increasing direct ownership by 13% to 48,842 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Executive Officer Creed Joseph E was granted 9,055 shares and covered exercise/tax liability with 3,366 shares, increasing direct ownership by 20% to 33,980 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Financial Officer Bonfield Andrew R J was granted 10,907 shares and covered exercise/tax liability with 4,299 shares, increasing direct ownership by 15% to 52,069 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Executive Chairman Umpleby Iii Donald J was granted 34,986 shares and covered exercise/tax liability with 13,571 shares, increasing direct ownership by 5% to 467,294 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Shurman Rodney Michael was granted 2,469 shares and covered exercise/tax liability with 887 shares, increasing direct ownership by 98% to 3,204 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Accounting Officer Schaupp William E was granted 638 shares and covered exercise/tax liability with 165 shares, increasing direct ownership by 36% to 1,796 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Chief Legal Officer Owens Derek was granted 514 shares and covered exercise/tax liability with 134 shares, increasing direct ownership by 5% to 7,457 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)
- Group President Kaiser Jason was granted 2,469 shares and covered exercise/tax liability with 779 shares, increasing direct ownership by 20% to 10,351 units (SEC Form 4)4 - CATERPILLAR INC (0000018230) (Issuer)