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NASDAQ

First Trust Small Cap US Equity Select ETF

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The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq Riskalyze US Small Cap Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and real estate investment trusts ("REITs") that comprise the index. The index is designed to select dividend-paying securities issued by small capitalization U.S. companies.

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