RIV · Categories · Form 4

RIV - SEC Form 4 insider transactions

RiverNorth Opportunities Fund Inc. (RIV) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for RIV

• 237d
  Portfolio Manager O'Neill Stephen Andrew acquired $179,250 worth of Common Shares of Beneficial Interest (15,000 units at $11.95), increasing direct ownership by 19% to 94,768 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 237d
  Director Raio Jerry acquired $45,816 worth of Common Shares of Beneficial Interest (3,834 units at $11.95), increasing direct ownership by 84% to 8,412 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 237d
  Holding Co Rivernorth Strategic Holdings, Llc acquired $305,908 worth of shares (25,599 units at $11.95), increasing direct ownership by 33% to 102,395 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 237d
  President Galley Patrick W. acquired $1,340,945 worth of Common Shares of Beneficial Interest (112,213 units at $11.95), increasing direct ownership by 51% to 330,695 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 559d
  Adviser Rivernorth Capital Management, Llc disposed of 76,796 units of Common Shares of Beneficial Interest, closing all direct ownership in the company (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 893d
  Rivernorth Capital Management, Llc was granted 12,608 units of Common Shares of Beneficial Interest, increasing direct ownership by 16% to 89,368 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 907d
  Rivernorth Capital Management, Llc was granted 8,674 units of Common Shares of Beneficial Interest, increasing direct ownership by 13% to 76,760 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 910d
  Rivernorth Capital Management, Llc was granted 600 units of Common Shares of Beneficial Interest, increasing direct ownership by 0.89% to 68,086 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 914d
  Rivernorth Capital Management, Llc was granted 292 units of Common Shares of Beneficial Interest, increasing direct ownership by 0.43% to 67,486 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 916d
  Rivernorth Capital Management, Llc was granted 1,053 units of Common Shares of Beneficial Interest, increasing direct ownership by 2% to 67,194 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 918d
  Rivernorth Capital Management, Llc was granted 47 units of Common Shares of Beneficial Interest, increasing direct ownership by 0.07% to 66,141 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 929d
  Rivernorth Capital Management, Llc was granted 12,400 units of Common Shares of Beneficial Interest, increasing direct ownership by 23% to 66,094 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 930d
  Rivernorth Capital Management, Llc was granted 15,245 units of Common Shares of Beneficial Interest, increasing direct ownership by 40% to 53,694 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 931d
  Rivernorth Capital Management, Llc was granted 18,094 units of Common Shares of Beneficial Interest, increasing direct ownership by 89% to 38,449 units (SEC Form 4)

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1099d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1120d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1123d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1124d
  SEC Form 4 filed by Rivernorth Capital Management, Llc

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1154d
  SEC Form 4 filed by Raio Jerry

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1280d
  SEC Form 4: Galley Patrick W. bought 41,899 units of Common Shares of Beneficial Interest, increasing direct ownership by 17% to 282,018 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1294d
  SEC Form 4: Hutchens John Wayne bought $33,082 worth of Common Shares of Beneficial Interest (2,773 units at $11.93), increasing direct ownership by 56% to 7,763 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1595d
  SEC Form 4: O'Neill Stephen Andrew bought $74,728 worth of Common Shares of Beneficial Interest (5,000 units at $14.95), increasing direct ownership by 8% to 71,227 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1664d
  SEC Form 4: O'Neill Stephen Andrew bought $278,323 worth of Common Shares of Beneficial Interest (16,557 units at $16.81), increasing direct ownership by 33% to 66,227 units (Amendment)

  4/A - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1664d
  SEC Form 4: Hutchens John Wayne bought $27,972 worth of Common Shares of Beneficial Interest (1,664 units at $16.81), increasing direct ownership by 33% to 6,654 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1665d
  SEC Form 4: O'Neill Stephen Andrew bought $278,323 worth of Common Shares of Beneficial Interest (16,557 units at $16.81), increasing direct ownership by 25% to 82,784 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1826d
  SEC Form 4 filed by RiverNorth Opportunities Fund, Inc.

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1855d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $247,895 worth of Common Stock (13,717 units at $18.07), decreasing direct ownership by 52% to 12,572 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1861d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $93,739 worth of Common Stock (5,302 units at $17.68), decreasing direct ownership by 17% to 26,289 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1868d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $87,350 worth of Common Stock (5,000 units at $17.47), decreasing direct ownership by 14% to 31,591 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1880d
  SEC Form 4: RIVERNORTH CAPITAL MANAGEMENT, LLC sold $126,416 worth of Common Stock (7,114 units at $17.77), decreasing direct ownership by 16% to 36,591 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1890d
  SEC Form 4: H Brian Schmucker sold $394,285 worth of Common Stock (22,616 units at $17.43), decreasing direct ownership by 85% to 4,000 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1890d
  SEC Form 4: Llc Management, Capital Rivernorth sold $70,400 worth of Common Stock (4,000 units at $17.60), decreasing direct ownership by 8% to 43,705 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1902d
  SEC Form 4: Llc Management, Capital Rivernorth sold $109,003 worth of Common Stock (6,279 units at $17.36), decreasing direct ownership by 12% to 47,705 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1907d
  SEC Form 4: Llc Management, Capital Rivernorth sold $88,400 worth of Common Stock (5,000 units at $17.68), decreasing direct ownership by 8% to 53,984 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1909d
  SEC Form 4: Llc Management, Capital Rivernorth sold $330,307 worth of Common Stock (19,010 units at $17.38), decreasing direct ownership by 24% to 58,984 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1922d
  SEC Form 4: Llc Management, Capital Rivernorth sold $132,620 worth of Common Stock (7,635 units at $17.37), decreasing ownership by 9% to 77,994 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1942d
  SEC Form 4: Llc Management, Capital Rivernorth sold $317,828 worth of Common Stock (18,242 units at $17.42), decreasing ownership by 18% to 85,629 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1945d
  SEC Form 4: Llc Management, Capital Rivernorth sold $186,793 worth of Common Stock (10,792 units at $17.31), decreasing ownership by 9% to 103,871 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)
• 1950d
  SEC Form 4: Llc Management, Capital Rivernorth sold $160,898 worth of Common Stock (9,459 units at $17.01), decreasing ownership by 8% to 114,663 units

  4 - RIVERNORTH OPPORTUNITIES FUND, INC. (0001501072) (Issuer)

Other RIV categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends