NEWTH

Zink Gregory L bought $2,102 worth of shares (187 units at $11.24), disposed of 2,889 shares and acquired 2,889 shares, increasing direct ownership by 0.13% to 35,005 units (SEC Form 5)

Brunet Craig Jeffry bought $1,932 worth of shares (171 units at $11.30), increasing direct ownership by 0.26% to 5,775 units (SEC Form 5)

Salute Richard J bought $2,102 worth of shares (187 units at $11.24), increasing direct ownership by 0.10% to 44,692 units (SEC Form 5)

Perez-Hickman Fernando bought $2,102 worth of shares (187 units at $11.24), increasing direct ownership by 0.52% to 8,451 units (SEC Form 5)

Amendment: SEC Form 25-NSE/A filed by NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Leadership Update

SEC Form CERT filed by NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029

SEC Form 8-A12B filed by NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029

NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

NewtekOne Inc. 8.625% Fixed Rate Senior Notes due 2029 filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

Amendment: Cheif Financial Officer Demaria Frank M was granted 1,556 shares, increasing direct ownership by 5% to 35,220 units (SEC Form 4)

Amendment: President, Chairman & CEO Sloane Barry was granted 3,595 shares, increasing direct ownership by 0.30% to 1,194,180 units (SEC Form 4)

Amendment: SVP, Human Resources & CAO Razon-Feingold Halli was granted 1,258 shares, increasing direct ownership by 6% to 22,915 units (SEC Form 4)

Amendment: Chief Legal Officer Schwartz Michael Adam was granted 2,247 shares, increasing direct ownership by 5% to 49,713 units (SEC Form 4)

President, Newtek Bank Downs Peter Mathison was granted 2,696 shares, increasing direct ownership by 3% to 86,756 units (SEC Form 4)

SVP, Human Resources & CAO Razon-Feingold Halli bought $17,499 worth of shares (1,258 units at $13.91), increasing direct ownership by 6% to 22,915 units (SEC Form 4)

Chief Legal Officer Schwartz Michael Adam bought $31,256 worth of shares (2,247 units at $13.91), increasing direct ownership by 5% to 49,713 units (SEC Form 4)

Cheif Financial Officer Demaria Frank M bought $21,644 worth of shares (1,556 units at $13.91), increasing direct ownership by 5% to 35,220 units (SEC Form 4)

President, Chairman & CEO Sloane Barry bought $50,006 worth of shares (3,595 units at $13.91), increasing direct ownership by 0.30% to 1,194,180 units (SEC Form 4)

Sloane Barry bought $94,485 worth of shares (8,399 units at $11.25) and covered exercise/tax liability with 28,150 shares, increasing direct ownership by 0.18% to 1,190,585 units (SEC Form 5)

Downs Peter Mathison bought $26,262 worth of shares (2,330 units at $11.27) and covered exercise/tax liability with 12,454 shares, increasing direct ownership by 0.78% to 84,060 units (SEC Form 5)

Demaria Frank M bought $24,444 worth of shares (2,177 units at $11.23) and covered exercise/tax liability with 2,038 shares, increasing direct ownership by 1% to 33,664 units (SEC Form 5)

Razon-Feingold Halli bought $14,196 worth of shares (1,260 units at $11.27) and covered exercise/tax liability with 10,828 shares, increasing direct ownership by 2% to 21,657 units (SEC Form 5)

Schwartz Michael Adam bought $24,621 worth of shares (2,185 units at $11.27) and covered exercise/tax liability with 16,259 shares, increasing direct ownership by 1% to 47,466 units (SEC Form 5)