Price$288.37-23.63 (-7.58%)
2026-03-042026-06-05
News · 26 weeks95+36%
2025-12-142026-06-07
Mix5890d
- Other27(47%)
- Insider20(34%)
- SEC Filings7(12%)
- Analyst2(3%)
- Earnings2(3%)
Latest news
25 items- PRLPL Financial Welcomes Align Private WealthSAN DIEGO, June 04, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Scott Gilliam, CFP® and Travis Blessing, AIF®, have launched a new independent practice, Align Private Wealth, through affiliation with LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $2 billion in advisory plan assets* and joins LPL from PNC Private Bank. Based in Greenwood, Ind., just outside of Indianapolis, Gilliam and Blessing bring a combined 40 years of industry experience to the new endeavor. Align Private Wealth serves high-net-worth and ultra-high-net-worth families, as well as individuals, business owners
- PRLPL Welcomes Schott Financial ManagementSAN DIEGO, May 28, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Steve Schott, MBA, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Schott reported serving approximately $240 million in advisory, brokerage and retirement plan assets* and joins LPL from Cambridge Investment. Based in Prescott, Ariz., Steve Schott is the owner and CEO of Schott Financial Management, a third-generation business celebrating its 40th year serving clients. Schott has been with the firm since 2012 and purchased the business six years ago, continuing its longstanding tradition of helping individuals and families navigate their financia
- PRLPL Financial to Present at the William Blair Growth Stock ConferenceSAN DIEGO, May 27, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that Rich Steinmeier, Chief Executive Officer, will present at the William Blair Growth Stock Conference on June 3.The presentation takes place at 9:40 a.m. ET. A live audio webcast of the presentation will be accessible at investor.lpl.com, with a replay available on the website after the presentation. Contacts Investor Relationsinvestor.relations@lplfinancial.com Media Relationsmedia.relations@lplfinancial.com About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports
- PRLPL Financial Welcomes Soundview Wealth Management, LLCSAN DIEGO, May 27, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Michael Stevenson, David Johnson and Nikko Gronhovd, CFP® of Soundview Wealth Management, LLC, have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $600 million in advisory, brokerage and retirement plan assets* and join LPL from D.A. Davidson. The team serves a diverse client base that spans multiple generations, working with individuals and families at all stages of their financial lives. From helping families navigate wealth transitions to guiding younger clients as they begin investing, the team is committed to
- PRLPL Financial Reports Monthly Activity for April 2026SAN DIEGO, May 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today released its monthly activity report for April 2026. Total client assets at the end of April were $2.48 trillion, an increase of $141.4 billion, or 6.1%, compared to the end of March. Advisory assets as a percentage of total assets increased to 59.8%, up from 54.7% a year ago. Total organic net new assets ("NNA") for April were $3.1 billion, translating to a 1.6% annualized growth rate. Total client cash balances at the end of April were $55.5 billion, a decrease of $3.6 billion compared to the end of March. Net buying in April was $12.9 billion. (End of period $ in billions, unle
- PRLPL Financial Welcomes True Compass AdvisorsSAN DIEGO, May 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of True Compass Advisors have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team was previously affiliated with Kestra, where they serviced approximately $870 million in advisory, brokerage and retirement plan assets.* Based outside of New Haven in Southbury, Conn., True Compass Advisors is led by Jared White who has 20 years of industry experience. White is supported by Chief Operating Officer Karin Hubbard and advisors Harrison Graham, CFP® and Laura Maguire. The practice is rooted in relationship-driven planning, designed to help clients
- PRLPL Financial Welcomes Emerald Wealth ManagementSAN DIEGO, May 21, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Emerald Wealth Management have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reports serving approximately $815 million in advisory, brokerage, insurance and retirement plan assets* and joins LPL from Northwestern Mutual. Emerald Wealth is led by Darren Trautmann, founder and private wealth advisor and Brendan Foor, private wealth advisor. The advisory team also includes Carson Hill, CFP®, ChFC®, Ben Pawlak, RICP® and Ben Chen. Based in Seattle, the team serves a diverse client base that includes professionals in the technology sect
- PRLPL Financial Welcomes Cebert Wealth AdvisorsSAN DIEGO, May 20, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Cebert Wealth Advisors have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $1 billion in advisory, brokerage and retirement plan assets* and joins LPL from Ameriprise. Based in Central Florida, Cebert Wealth Advisors focuses on serving the specialized financial needs of individuals and families living in The Villages, one of the nation's largest and fastest-growing retirement communities. The firm works primarily with retirees, pre-retirees and multigenerational families seeking guidance on managing, pr
- INSIDERDirector Thomas Corey E. was granted 1,060 shares, increasing direct ownership by 8% to 14,901 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Schifter Richard P was granted 1,060 shares, increasing direct ownership by 3% to 39,159 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Putnam James S was granted 712 shares, increasing direct ownership by 0.52% to 137,280 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Mulcahy Anne M was granted 1,060 shares, increasing direct ownership by 3% to 37,431 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Mnookin Allison was granted 712 shares, increasing direct ownership by 6% to 11,758 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Ko Albert J was granted 712 shares, increasing direct ownership by 28% to 3,299 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Khanna Somesh was granted 712 shares, increasing direct ownership by 512% to 851 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Glavin William Francis Jr was granted 712 shares, increasing direct ownership by 3% to 24,049 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Eberhart Paulett was granted 712 shares, increasing direct ownership by 4% to 17,755 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- INSIDERDirector Bernard Edward C was granted 1,060 shares, increasing direct ownership by 7% to 16,255 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
- PRDavis Executive Wealth Joins LPL Strategic WealthSAN DIEGO, May 19, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Davis Executive Wealth have joined LPL Financial's supported independence model, LPL Strategic Wealth. The team reported serving approximately $635 million in advisory assets* and joins LPL from Steward Partners. Based outside of Boston in Norwell, Mass., Davis Executive Wealth is led by Timothy Davis, CFP®, senior managing partner. The team also includes managing partners Michaelyn Bortolotti and Michael Carilli, along with Edward Neibert and Henry Brown, who support the firm's client service and operations. Davis Executive Wealth serves a national client base of c-suite executiv
- SECLPL Financial Holdings Inc. filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits8-K - LPL Financial Holdings Inc. (0001397911) (Filer)
- PRUPDATE – LPL Financial Wins Two Stevie Awards for Innovation in Artificial Intelligence ConceptsSAN DIEGO, May 14, 2026 (GLOBE NEWSWIRE) -- CLARIFICATION: This updated press release clarifies that the AI tools are concepts in prototype. This version supersedes the release distributed at 8:05 a.m. ET on May 14, 2026. LPL Financial LLC today announced that it has been recognized with two Stevie® Awards in the 2026 American Business Awards®, honoring the firm's leadership in designing artificial intelligence (AI) concepts with the potential to transform the advisor and investor experience. LPL Financial earned a Stevie Award for Achievement in the Use of AI for its prototype AccountView Next Gen web experience, a conceptual, personalized, AI-powered digital wealth platform for advisors
- SECSEC Form SCHEDULE 13G filed by LPL Financial Holdings Inc.SCHEDULE 13G - LPL Financial Holdings Inc. (0001397911) (Subject)
- PRLPL Financial Welcomes Fifteen:22 Financial PartnersSAN DIEGO, May 14, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that the financial advisors of Fifteen:22 Financial Partners have joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. The team reported serving approximately $380 million in advisory, brokerage and retirement plan assets* and joins LPL from Nations Financial Group. Based in Kansas, Fifteen:22 Financial Partners is comprised of managing partners Douglas Bennett, Nicholas Bennett, Van Schaffer, Malcolm Ong, Brent Hoffman and Douglas Stephens, bringing together more than 120 years of combined industry experience. Founded more than 35 years ago, the firm was built on a legacy of de
- PRLPL Financial Wins Two Stevie Awards for Innovation in Artificial IntelligenceSAN DIEGO, May 14, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that it has been recognized with two Stevie® Awards in the 2026 American Business Awards®, honoring the firm's leadership in applying artificial intelligence (AI) to transform the advisor and investor experience. LPL Financial earned a Stevie Award for Achievement in the Use of AI for its AccountView Next Gen web experience, which delivers a personalized, AI-powered digital wealth platform for advisors and investors. The firm also received a Stevie Award for Best Use of Generative AI Technology for AccountView Next Gen Mobile, recognizing one of the most comprehensive deployments of generative AI in wealth manage
- INSIDERDirector Putnam James S gifted 100 shares, decreasing direct ownership by 0.07% to 136,568 units (SEC Form 4)4 - LPL Financial Holdings Inc. (0001397911) (Issuer)
LPLA FAQ
7 questionsWhat does LPL Financial Holdings Inc. do?
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and business development companies. The company also provides advisory platforms that provide access to mutual...Where does LPLA stock trade?
LPL Financial Holdings Inc. (LPLA) is listed on NASDAQ.What sector and industry is LPLA in?
LPL Financial Holdings Inc. operates in the Finance sector, Investment Bankers/Brokers/Service industry.When did LPL Financial Holdings Inc. go public?
LPL Financial Holdings Inc. (LPLA) completed its IPO in 2010.What are analysts saying about LPLA?
LPL Financial Holdings Inc. has had 8 recent analyst actions on file. The most recent action was from Keefe Bruyette: Outperform on 2026-04-08.What companies are similar to LPLA?
Notable peers in the same industry include MS (Morgan Stanley), GS (Goldman Sachs Group Inc.), BLK (BlackRock Inc.), SCHW (Charles Schwab Corporation), IBKR (Interactive Brokers Group Inc.). Compare LPLA side-by-side with any of them on Quantisnow.How can I track LPLA on Quantisnow?
Quantisnow aggregates LPL Financial Holdings Inc.'s SEC filings, analyst ratings, insider transactions, FDA approvals, and press releases the moment they hit the wire (Wall Street's wire, on your screen.). Follow LPLA to receive live email and push alerts on every new disclosure.