CSWC · Categories · Form 4

CSWC - SEC Form 4 insider transactions

Capital Southwest Corporation (CSWC) sec form 4 insider transactions - real-time wire coverage filtered to Form 4 only.

Recent Form 4 for CSWC

• 298d
  Director Furst Jack D was granted 2,193 shares, increasing direct ownership by 5% to 47,948 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 299d
  Director Brooks David R was granted 2,193 shares, increasing direct ownership by 6% to 40,944 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 299d
  Director Rogers-Windsor Ramona Lynn was granted 2,193 shares, increasing direct ownership by 12% to 20,828 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 299d
  Director Battist Christine was granted 2,193 shares, increasing direct ownership by 22% to 11,948 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 299d
  Director Thomas William R Iii was granted 2,193 shares, increasing direct ownership by 14% to 18,344 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 362d
  Senior Managing Director & CIO Weinstein Joshua S. covered exercise/tax liability with 15,168 shares and was granted 65,000 shares, increasing direct ownership by 20% to 301,522 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 363d
  President and CEO Sarner Michael Scott covered exercise/tax liability with 18,967 shares and was granted 80,000 shares, increasing direct ownership by 15% to 470,460 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 363d
  Chief Financial Officer Rehberger Chris covered exercise/tax liability with 4,167 shares and was granted 45,000 shares, increasing direct ownership by 38% to 149,151 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 664d
  Director Rogers-Windsor Ramona Lynn was granted 2,090 shares, increasing direct ownership by 16% to 15,113 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 664d
  Director Thomas William R Iii was granted 2,090 shares, increasing direct ownership by 15% to 16,151 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 665d
  Director Battist Christine was granted 2,090 shares (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 665d
  Director Furst Jack D was granted 2,090 shares, increasing direct ownership by 5% to 45,755 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 665d
  Director Brooks David R was granted 2,090 shares, increasing direct ownership by 6% to 38,751 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 727d
  President and CEO Diehl Bowen S covered exercise/tax liability with 25,704 shares and was granted 95,000 shares, increasing direct ownership by 30% to 303,943 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 727d
  Chief Financial Officer Sarner Michael Scott was granted 75,000 shares and covered exercise/tax liability with 18,330 shares, increasing direct ownership by 16% to 409,427 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 727d
  Senior Managing Director Weinstein Joshua S. was granted 60,000 shares and covered exercise/tax liability with 13,677 shares, increasing direct ownership by 23% to 251,690 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 935d
  Diehl Bowen S covered exercise/tax liability with 2,213 shares, decreasing direct ownership by 0.93% to 234,639 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 935d
  Sarner Michael Scott covered exercise/tax liability with 1,869 shares, decreasing direct ownership by 0.53% to 352,757 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 935d
  Weinstein Joshua S. covered exercise/tax liability with 1,131 shares, decreasing direct ownership by 0.52% to 216,167 units (SEC Form 4)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1029d
  SEC Form 4: Furst Jack D was granted 2,240 shares, increasing direct ownership by 5% to 43,665 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1029d
  SEC Form 4: Rogers-Windsor Ramona Lynn was granted 2,240 shares, increasing direct ownership by 27% to 10,462 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1032d
  SEC Form 4: Brooks David R was granted 2,240 shares, increasing direct ownership by 7% to 36,661 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1032d
  SEC Form 4: Thomas William R Iii was granted 2,240 shares, increasing direct ownership by 21% to 12,878 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1032d
  SEC Form 4: Battist Christine was granted 2,240 shares

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1091d
  SEC Form 4 filed by Diehl Bowen S

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1091d
  SEC Form 4 filed by Sarner Michael Scott

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1091d
  SEC Form 4 filed by Weinstein Joshua S.

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1218d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $9,843 worth of shares (500 units at $19.69), increasing direct ownership by 7% to 7,907 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1300d
  SEC Form 4: Diehl Bowen S covered exercise/tax liability with 7,230 shares, decreasing direct ownership by 4% to 168,520 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1300d
  SEC Form 4: Weinstein Joshua S. covered exercise/tax liability with 3,688 shares, decreasing direct ownership by 2% to 174,015 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1300d
  SEC Form 4: Sarner Michael Scott covered exercise/tax liability with 6,138 shares, decreasing direct ownership by 2% to 307,225 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1312d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $9,485 worth of shares (500 units at $18.97), increasing direct ownership by 7% to 7,262 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1313d
  SEC Form 4: Battist Christine bought $9,685 worth of shares (510 units at $18.99)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Furst Jack D was granted 2,421 shares, increasing direct ownership by 6% to 41,425 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Brooks David R was granted 2,421 shares, increasing direct ownership by 8% to 34,421 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Battist Christine was granted 2,421 shares

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Rogers-Windsor Ramona Lynn was granted 2,421 shares, increasing direct ownership by 57% to 6,636 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1396d
  SEC Form 4: Thomas William R Iii was granted 2,421 shares, increasing direct ownership by 29% to 10,638 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1447d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $15,784 worth of shares (850 units at $18.57), increasing direct ownership by 26% to 4,130 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1459d
  SEC Form 4: Diehl Bowen S covered exercise/tax liability with 11,046 shares and was granted 63,397 shares, increasing direct ownership by 38% to 190,258 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1459d
  SEC Form 4: Sarner Michael Scott was granted 43,990 shares and covered exercise/tax liability with 7,945 shares, increasing direct ownership by 13% to 313,363 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1459d
  SEC Form 4: Weinstein Joshua S. was granted 37,473 shares and covered exercise/tax liability with 4,335 shares, increasing direct ownership by 23% to 177,703 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1531d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $17,861 worth of shares (750 units at $23.81), increasing direct ownership by 30% to 3,230 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1531d
  SEC Form 4: Brooks David R bought $47,858 worth of shares (2,000 units at $23.93), increasing direct ownership by 7% to 32,000 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1572d
  SEC Form 4: Battist Christine bought $9,724 worth of shares (389 units at $25.00), increasing direct ownership by 5% to 8,248 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1596d
  SEC Form 4: Rogers-Windsor Ramona Lynn bought $61,079 worth of shares (2,450 units at $24.93)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1631d
  SEC Form 4: Battist Christine bought $9,740 worth of shares (400 units at $24.35), increasing direct ownership by 5% to 7,859 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1664d
  SEC Form 4: Diehl Bowen S covered exercise/tax liability with 11,833 shares, decreasing direct ownership by 8% to 137,897 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1664d
  SEC Form 4: Sarner Michael Scott covered exercise/tax liability with 9,974 shares, decreasing direct ownership by 3% to 277,318 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1664d
  SEC Form 4: Weinstein Joshua S. covered exercise/tax liability with 5,364 shares, decreasing direct ownership by 4% to 144,565 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1672d
  SEC Form 4: Sarner Michael Scott bought $90,000 worth of shares (3,355 units at $26.83), increasing direct ownership by 1% to 287,292 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1714d
  SEC Form 4: Battist Christine bought $17,780 worth of shares (700 units at $25.40), increasing direct ownership by 10% to 7,459 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1732d
  SEC Form 4: Thomas William R Iii sold $110,782 worth of Common Stock (4,000 units at $27.70) and bought $110,879 worth of Common Stock (4,000 units at $27.72)

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1732d
  SEC Form 4: Battist Christine bought $15,764 worth of Common Stock (568 units at $27.75), increasing direct ownership by 9% to 6,759 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1742d
  SEC Form 4: Morgan Thomas Duane bought $10,055 worth of Common Stock (381 units at $26.39), increasing direct ownership by 9% to 4,776 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1824d
  SEC Form 4: DIEHL BOWEN S was granted 45,668 units of Common Stock and covered exercise/tax liability with 5,886 units of Common Stock, increasing direct ownership by 33% to 160,512 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1824d
  SEC Form 4: Sarner Michael Scott was granted 38,818 units of Common Stock and covered exercise/tax liability with 3,444 units of Common Stock, increasing direct ownership by 14% to 283,937 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1824d
  SEC Form 4: Weinstein Joshua S. was granted 33,109 units of Common Stock and covered exercise/tax liability with 1,965 units of Common Stock, increasing direct ownership by 26% to 149,929 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1907d
  SEC Form 4: Christine Battist bought $21,450 worth of Common Stock (1,000 units at $21.45), increasing direct ownership by 19% to 6,191 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)
• 1943d
  SEC Form 4: R David Brooks bought $30,851 worth of Common Stock (1,500 units at $20.57), increasing ownership by 5% to 30,000 units

  4 - CAPITAL SOUTHWEST CORP (0000017313) (Issuer)

Other CSWC categories

• 8-K
• 10-K
• 10-Q
• S-1
• 13D
• 13G
• Form 3
• Form 5
• DEF 14A
• M&A
• Earnings
• Dividends