CMI - SEC Form 4 insider transactions

V.P & Pres. - Engine Business Merritt Brett Michael gifted 218 units of Common, decreasing direct ownership by 2% to 10,186 units (SEC Form 4)

EVP & President - Operations Fetch Bonnie J gifted 155 units of Common, decreasing direct ownership by 1% to 11,524 units (SEC Form 4)

VP - China ABO Stoner Nathan R gifted 600 units of Common, decreasing direct ownership by 6% to 8,847 units (SEC Form 4)

VP - Treasury & Tax Jackson Donald G sold $518,975 worth of Common (730 units at $710.92), decreasing direct ownership by 8% to 8,316 units (SEC Form 4)

EVP & President - Operations Fetch Bonnie J sold $451,686 worth of Common (643 units at $702.66) (SEC Form 4)

Director Belske Gary L was granted 306 units of Common, increasing direct ownership by 10% to 3,244 units (SEC Form 4)

Director Fisher Daniel William was granted 306 units of Common, increasing direct ownership by 13% to 2,603 units (SEC Form 4)

Director Di Leo Allen Bruno V was granted 306 units of Common, increasing direct ownership by 6% to 5,379 units (SEC Form 4)

Director Lynch Thomas J was granted 306 units of Common, increasing direct ownership by 3% to 11,962 units (SEC Form 4)

Director Harris Carla A was granted 306 units of Common, increasing direct ownership by 9% to 3,808 units (SEC Form 4)

Director Miller William I was granted 306 units of Common, increasing direct ownership by 0.89% to 34,670 units (SEC Form 4)

Director Nelson Kimberly A was granted 306 units of Common, increasing direct ownership by 7% to 4,766 units (SEC Form 4)

Director Quintos Karen H was granted 306 units of Common (SEC Form 4)

Director Tsien Matthew was granted 306 units of Common, increasing direct ownership by 68% to 753 units (SEC Form 4)

Director Stone John H was granted 306 units of Common, increasing direct ownership by 13% to 2,747 units (SEC Form 4)

VP & Pres. - Power Systems Bush Jennifer Mary sold $3,481,066 worth of Common (5,000 units at $696.21), decreasing direct ownership by 29% to 11,986 units (SEC Form 4)

VP - CHRO Boakye Marvin gifted 150 units of Common, decreasing direct ownership by 2% to 8,358 units (SEC Form 4)

V.P & Pres. - Engine Business Merritt Brett Michael sold $483,153 worth of Common (701 units at $688.75), decreasing direct ownership by 6% to 10,404 units (SEC Form 4)

EVP & President - Operations Fetch Bonnie J sold $456,524 worth of Common (652 units at $700.19), decreasing direct ownership by 5% to 11,679 units (SEC Form 4)

VP - China ABO Stoner Nathan R sold $421,294 worth of Common (607 units at $694.06), decreasing direct ownership by 6% to 9,447 units (SEC Form 4)

VP - CHRO Boakye Marvin sold $2,366,730 worth of Common (3,481 units at $679.90), decreasing direct ownership by 29% to 8,508 units (SEC Form 4)

VP, CAO & Corporate Secretary Lamb-Hale Nicole sold $1,650,296 worth of Common (2,408 units at $685.34), decreasing direct ownership by 15% to 14,084 units (SEC Form 4)

SEC Form 4 filed by Lamb-Hale Nicole

VP & Pres. - Accelera and Com Davis Amy Rochelle sold $2,275,690 worth of Common (4,054 units at $561.34), decreasing direct ownership by 20% to 15,807 units (SEC Form 4)

VP - China ABO Stoner Nathan R was granted 4,480 units of Common and covered exercise/tax liability with 2,021 units of Common, increasing direct ownership by 32% to 10,054 units (SEC Form 4)

VP - Treasury & Tax Jackson Donald G was granted 2,832 units of Common and covered exercise/tax liability with 1,000 units of Common, increasing direct ownership by 25% to 9,046 units (SEC Form 4)

Chair and CEO Rumsey Jennifer was granted 44,736 units of Common and covered exercise/tax liability with 19,450 units of Common, increasing direct ownership by 118% to 46,632 units (SEC Form 4)

VP - Chief Financial Officer Smith Mark Andrew was granted 14,128 units of Common and covered exercise/tax liability with 5,878 units of Common, increasing direct ownership by 26% to 39,832 units (SEC Form 4)

V.P & Pres. - Engine Business Merritt Brett Michael was granted 2,832 units of Common and covered exercise/tax liability with 998 units of Common, increasing direct ownership by 20% to 11,105 units (SEC Form 4)

Vice President & CTO Wood Jonathan David was granted 1,888 units of Common and covered exercise/tax liability with 888 units of Common, increasing direct ownership by 31% to 4,188 units (SEC Form 4)

VP & Pres. - Power Systems Bush Jennifer Mary was granted 5,648 units of Common and covered exercise/tax liability with 2,504 units of Common, increasing direct ownership by 23% to 16,986 units (SEC Form 4)

VP, CLO & Corporate Secretary Lamb-Hale Nicole was granted 7,056 units of Common and covered exercise/tax liability with 2,877 units of Common, increasing direct ownership by 35% to 16,202 units (SEC Form 4)

VP - Chief Information Officer Newsome Earl was granted 2,832 units of Common and covered exercise/tax liability with 1,044 units of Common, increasing direct ownership by 53% to 5,177 units (SEC Form 4)

EVP & President - Operations Fetch Bonnie J covered exercise/tax liability with 1,297 units of Common and was granted 3,296 units of Common, increasing direct ownership by 19% to 12,331 units (SEC Form 4)

VP - Supply Chain Enright Robert was granted 1,056 units of Common and covered exercise/tax liability with 313 units of Common, increasing direct ownership by 78% to 1,698 units (SEC Form 4)

VP - Corporate Strategy Wiltrout Jeffrey T was granted 3,056 units of Common and covered exercise/tax liability with 1,098 units of Common, increasing direct ownership by 57% to 5,421 units (SEC Form 4)

VP and President Dist Business Wright Benjamin G. was granted 1,648 units of Common and covered exercise/tax liability with 559 units of Common, increasing direct ownership by 38% to 3,977 units (SEC Form 4)

VP - Chief Human Resources Off Boakye Marvin was granted 7,056 units of Common and covered exercise/tax liability with 2,735 units of Common, increasing direct ownership by 56% to 11,989 units (SEC Form 4)

VP and Chief Legal Officer Gaidoo John O was granted 1,648 units of Common and covered exercise/tax liability with 510 units of Common, increasing direct ownership by 58% to 3,084 units (SEC Form 4)

VP & Pres. - Accelera and Com Davis Amy Rochelle was granted 5,181 units of Common and covered exercise/tax liability with 3,147 units of Common, increasing direct ownership by 11% to 19,861 units (SEC Form 4)

VP - Corporate Controller Peters Luther E was granted 1,888 units of Common and covered exercise/tax liability with 579 units of Common, increasing direct ownership by 17% to 9,025 units (SEC Form 4)

SEC Form 4 filed by EVP & President - Operations Fetch Bonnie J

VP - Treasury & Tax Jackson Donald G was granted 1,480 units of Common, exercised 4,990 units of Common at a strike of $156.60 and sold $2,323,562 worth of Common (4,990 units at $465.64), increasing direct ownership by 26% to 7,214 units (SEC Form 4)

VP & Pres. - Accelera and Com Davis Amy Rochelle sold $1,093,504 worth of Common (1,864 units at $586.64), decreasing direct ownership by 9% to 17,827 units (SEC Form 4)

VP and President Dist Business Wright Benjamin G. was granted 553 units of Common and covered exercise/tax liability with 172 units of Common, increasing direct ownership by 15% to 2,888 units (SEC Form 4)

VP & Pres. - Power Systems Bush Jennifer Mary exercised 4,270 units of Common at a strike of $147.46, sold $2,497,658 worth of Common (4,270 units at $584.93) and covered exercise/tax liability with 1,288 units of Common, decreasing direct ownership by 9% to 13,842 units (SEC Form 4)

VP - Chief Information Officer Newsome Earl sold $758,776 worth of Common (1,300 units at $583.67), decreasing direct ownership by 28% to 3,389 units (SEC Form 4)

VP & Pres. - Accelera and Com Davis Amy Rochelle covered exercise/tax liability with 1,047 units of Common, decreasing direct ownership by 5% to 19,691 units (SEC Form 4)

EVP & President - Operations Fetch Bonnie J was granted 2,082 units of Common and covered exercise/tax liability with 903 units of Common, increasing direct ownership by 13% to 10,332 units (SEC Form 4)

VP and Chief Legal Officer Gaidoo John O exercised 290 units of Common at a strike of $109.09 and covered exercise/tax liability with 132 units of Common, increasing direct ownership by 9% to 1,946 units (SEC Form 4)

Director Miller William I sold $10,811,646 worth of Common (18,107 units at $597.10), decreasing direct ownership by 35% to 34,243 units (SEC Form 4)

V.P & Pres. - Engine Business Merritt Brett Michael exercised 2,400 units of Common at a strike of $142.12 and sold $709,514 worth of Common (1,450 units at $489.32), increasing direct ownership by 11% to 9,271 units (SEC Form 4)

Chair and CEO Rumsey Jennifer gifted 4,165 units of Common, exercised 4,570 units of Common at a strike of $109.09 and sold $2,165,657 worth of Common (4,570 units at $473.89), decreasing direct ownership by 50% to 21,346 units (SEC Form 4)

VP - Chief Financial Officer Smith Mark Andrew sold $6,170,411 worth of Common (13,110 units at $470.66) and exercised 13,110 units of Common at a strike of $142.12 (SEC Form 4)

VP - Chief Financial Officer Smith Mark Andrew exercised 200 units of Common at a strike of $142.12 and sold $89,819 worth of Common (200 units at $449.10) (SEC Form 4)

VP - Chief Financial Officer Smith Mark Andrew exercised 8,000 units of Common at a strike of $142.12 and sold $3,514,402 worth of Common (8,000 units at $439.30) (SEC Form 4)

VP - Chief Financial Officer Smith Mark Andrew exercised 9,080 units of Common at a strike of $163.43 and sold $3,774,789 worth of Common (9,080 units at $415.73) (SEC Form 4)

VP - Supply Chain Enright Robert exercised 1,860 units of Common at a strike of $165.37 and sold $748,210 worth of Common (1,860 units at $402.26) (SEC Form 4)

Director Quintos Karen H sold $529,761 worth of Common (1,307 units at $405.33) (SEC Form 4)

VP & Pres. - Accelera and Com Davis Amy Rochelle exercised 1,985 units of Common at a strike of $156.52 and sold $2,015,215 worth of Common (5,002 units at $402.88), decreasing direct ownership by 13% to 20,738 units (SEC Form 4)