AX - SEC Form 4 insider transactions

EVP, Head of Axos Securities Watson Michael James sold $138,470 worth of shares (1,653 units at $83.77), decreasing direct ownership by 26% to 4,592 units (SEC Form 4)

Director Argalas James S gifted 2,100 shares, decreasing direct ownership by 3% to 71,240 units (SEC Form 4)

Director Santi Roque A sold $43,885 worth of shares (500 units at $87.77), decreasing direct ownership by 6% to 7,646 units (SEC Form 4)

Amendment: SEC Form 4 filed by Bar-Adon Eshel

SEC Form 4 filed by Watson Michael James

SEC Form 4 filed by Walsh Derrick

SEC Form 4 filed by Tolla John Charles

SEC Form 4 filed by Thiele Candace L

SEC Form 4 filed by Swanson Brian D

SEC Form 4 filed by Matsumoto Raymond D

SEC Form 4 filed by Gill Ann

SEC Form 4 filed by Crow David M

SEC Form 4 filed by Constantine Thomas M

SEC Form 4 filed by Bar-Adon Eshel

EVP, Head of Axos Securities Watson Michael James returned $109,661 worth of shares to the company (1,295 units at $84.68) and exercised 2,454 shares at a strike of $84.68, increasing direct ownership by 25% to 5,753 units (SEC Form 4)

EVP, Chief Financial Officer Walsh Derrick returned $170,800 worth of shares to the company (2,017 units at $84.68) and exercised 3,607 shares at a strike of $84.68, increasing direct ownership by 4% to 39,526 units (SEC Form 4)

EVP, Chief Risk Officer Tolla John Charles exercised 2,874 shares at a strike of $84.68 and returned $136,419 worth of shares to the company (1,611 units at $84.68), increasing direct ownership by 5% to 27,395 units (SEC Form 4)

EVP, Chief Administrative Offi Thiele Candace L exercised 803 shares at a strike of $84.68 and returned $36,751 worth of shares to the company (434 units at $84.68), increasing direct ownership by 90% to 781 units (SEC Form 4)

President, Consumer Bank Swanson Brian D returned $122,786 worth of shares to the company (1,450 units at $84.68) and exercised 2,601 shares at a strike of $84.68, increasing direct ownership by 2% to 56,124 units (SEC Form 4)

EVP, Chief Operating Officer Matsumoto Raymond D returned $207,720 worth of shares to the company (2,453 units at $84.68) and exercised 4,430 shares at a strike of $84.68, increasing direct ownership by 5% to 40,886 units (SEC Form 4)

SVP, Chief Accounting Officer Gill Ann exercised 1,448 shares at a strike of $84.68 and returned $72,571 worth of shares to the company (857 units at $84.68), increasing direct ownership by 6% to 10,303 units (SEC Form 4)

EVP, Head of Axos Clearing Crow David M exercised 738 shares at a strike of $84.68 and returned $24,727 worth of shares to the company (292 units at $84.68), increasing direct ownership by 50% to 1,333 units (SEC Form 4)

EVP, Chief Credit Officer Constantine Thomas M exercised 3,617 shares at a strike of $84.68 and returned $171,308 worth of shares to the company (2,023 units at $84.68), increasing direct ownership by 10% to 17,671 units (SEC Form 4)

EVP, Strategic Partnerships an Bar-Adon Eshel exercised 3,050 shares at a strike of $84.68 and returned $154,746 worth of shares to the company (1,715 units at $90.23), increasing direct ownership by 1% to 128,872 units (SEC Form 4)

Director Nick Mosich sold $124,950 worth of shares (1,275 units at $98.00), decreasing direct ownership by 2% to 79,942 units (SEC Form 4)

Director Nick Mosich sold $97,000 worth of shares (1,000 units at $97.00), decreasing direct ownership by 1% to 81,217 units (SEC Form 4)

EVP, Chief Credit Officer Constantine Thomas M sold $326,000 worth of shares (3,260 units at $100.00), decreasing direct ownership by 17% to 16,077 units (SEC Form 4)

EVP, Chief Financial Officer Walsh Derrick sold $490,464 worth of shares (4,846 units at $101.21), decreasing direct ownership by 11% to 37,936 units (SEC Form 4)

Director Court James John sold $1,127,575 worth of shares (11,163 units at $101.01), decreasing direct ownership by 26% to 32,169 units (SEC Form 4)

President and CEO Garrabrants Gregory sold $4,290,392 worth of shares (43,294 units at $99.10) and gifted 2,522 shares, decreasing direct ownership by 3% to 1,416,229 units (SEC Form 4)

EVP, Chief Financial Officer Walsh Derrick gifted 150 shares, decreasing direct ownership by 0.35% to 42,782 units (SEC Form 4)

Director Bohlig Tamara N sold $184,964 worth of shares (2,145 units at $86.23), decreasing direct ownership by 14% to 12,919 units (SEC Form 4)

Director Ratinoff Edward James sold $181,446 worth of shares (2,145 units at $84.59), decreasing direct ownership by 4% to 46,209 units (SEC Form 4)

Director Wardell-Smith Sara exercised 4,289 shares at a strike of $79.12 and returned $169,633 worth of shares to the company (2,144 units at $79.12), increasing direct ownership by 21% to 12,395 units (SEC Form 4)

Director Santi Roque A exercised 4,289 shares at a strike of $79.12 and returned $169,633 worth of shares to the company (2,144 units at $79.12), increasing direct ownership by 36% to 8,146 units (SEC Form 4)

Director Ratinoff Edward James returned $169,633 worth of shares to the company (2,144 units at $79.12) and exercised 4,289 shares at a strike of $79.12, increasing direct ownership by 5% to 48,354 units (SEC Form 4)

Director Nick Mosich exercised 5,443 shares at a strike of $79.12 and returned $215,286 worth of shares to the company (2,721 units at $79.12), increasing direct ownership by 3% to 82,217 units (SEC Form 4)

Director Grinberg Paul exercised 12,865 shares at a strike of $79.12 and returned $508,900 worth of shares to the company (6,432 units at $79.12), increasing direct ownership by 6% to 119,728 units (SEC Form 4)

Director Dada Uzair exercised 4,289 shares at a strike of $79.12 and returned $169,633 worth of shares to the company (2,144 units at $79.12), increasing direct ownership by 7% to 31,555 units (SEC Form 4)

Director Court James John exercised 4,724 shares at a strike of $79.12 and returned $186,881 worth of shares to the company (2,362 units at $79.12), increasing direct ownership by 6% to 43,332 units (SEC Form 4)

Director Carter Stefani D exercised 4,289 shares at a strike of $79.12 and returned $169,633 worth of shares to the company (2,144 units at $79.12), increasing direct ownership by 24% to 11,148 units (SEC Form 4)

Director Bohlig Tamara N exercised 4,289 shares at a strike of $79.12 and returned $169,633 worth of shares to the company (2,144 units at $79.12), increasing direct ownership by 17% to 15,064 units (SEC Form 4)

Director Argalas James S returned $169,633 worth of shares to the company (2,144 units at $79.12) and exercised 4,289 shares at a strike of $79.12, increasing direct ownership by 3% to 73,340 units (SEC Form 4)

SVP, Chief Accounting Officer Gill Ann exercised 1,000 shares at a strike of $79.12 and returned $42,567 worth of shares to the company (538 units at $79.12), increasing direct ownership by 5% to 9,712 units (SEC Form 4)

EVP, Chief Risk Officer Tolla John Charles gifted 4,450 shares, decreasing direct ownership by 15% to 26,132 units (SEC Form 4)

EVP, Head of Axos Securities Watson Michael James exercised 952 shares at a strike of $88.46 and returned $45,292 worth of shares to the company (512 units at $88.46), increasing direct ownership by 11% to 4,594 units (SEC Form 4)

EVP, Chief Financial Officer Walsh Derrick exercised 1,993 shares at a strike of $88.46 and returned $94,918 worth of shares to the company (1,073 units at $88.46), increasing direct ownership by 2% to 42,932 units (SEC Form 4)

EVP, Chief Risk Officer Tolla John Charles exercised 1,359 shares at a strike of $88.46 and returned $64,664 worth of shares to the company (731 units at $88.46), increasing direct ownership by 2% to 30,582 units (SEC Form 4)

President, Consumer Bank Swanson Brian D exercised 1,703 shares at a strike of $88.46 and returned $53,872 worth of shares to the company (609 units at $88.46), increasing direct ownership by 2% to 54,973 units (SEC Form 4)

President, Commercial Bank Park David X exercised 1,692 shares at a strike of $88.46 and returned $75,987 worth of shares to the company (859 units at $88.46), increasing direct ownership by 4% to 19,581 units (SEC Form 4)

EVP, Chief Operating Officer Matsumoto Raymond D exercised 2,491 shares at a strike of $88.46 and returned $78,818 worth of shares to the company (891 units at $88.46), increasing direct ownership by 4% to 38,909 units (SEC Form 4)

SVP, Chief Accounting Officer Gill Ann exercised 906 shares at a strike of $88.46 and returned $43,080 worth of shares to the company (487 units at $88.46), increasing direct ownership by 5% to 9,250 units (SEC Form 4)

EVP, Chief Credit Officer Constantine Thomas M exercised 2,039 shares at a strike of $88.46 and returned $97,129 worth of shares to the company (1,098 units at $88.46), increasing direct ownership by 5% to 19,337 units (SEC Form 4)

EVP, Strategic Partnerships an Bar-Adon Eshel exercised 1,722 shares at a strike of $88.46 and returned $82,002 worth of shares to the company (927 units at $88.46), increasing direct ownership by 0.63% to 127,537 units (SEC Form 4)

EVP, Head of Axos Securities Watson Michael James exercised 2,627 shares at a strike of $90.29 and returned $127,670 worth of shares to the company (1,414 units at $90.29), increasing direct ownership by 41% to 4,154 units (SEC Form 4)

EVP, Chief Financial Officer Walsh Derrick returned $153,854 worth of shares to the company (1,704 units at $90.29) and exercised 3,166 shares at a strike of $90.29, increasing direct ownership by 4% to 42,012 units (SEC Form 4)

EVP, Chief Risk Officer Tolla John Charles exercised 2,679 shares at a strike of $90.29 and returned $130,198 worth of shares to the company (1,442 units at $90.29), increasing direct ownership by 4% to 29,954 units (SEC Form 4)

EVP, Chief Administrative Offi Thiele Candace L exercised 788 shares at a strike of $90.29 and returned $36,026 worth of shares to the company (399 units at $90.29), increasing direct ownership by 1,691% to 412 units (SEC Form 4)

President, Consumer Bank Swanson Brian D returned $74,038 worth of shares to the company (820 units at $90.29) and exercised 2,296 shares at a strike of $90.29, increasing direct ownership by 3% to 53,879 units (SEC Form 4)

President, Commercial Bank Park David X exercised 3,270 shares at a strike of $90.29 and returned $149,881 worth of shares to the company (1,660 units at $90.29), increasing direct ownership by 9% to 18,748 units (SEC Form 4)