AMP - SEC Form 4 insider transactions

EVP & Hd. of Tech. & Serv. Del Smyth Gerard P. exercised 2,221 shares at a strike of $165.41, covered exercise/tax liability with 1,437 shares and sold $2,955,607 worth of shares (6,255 units at $472.52), decreasing direct ownership by 47% to 6,103 units (SEC Form 4)

Director Sharpe Robert Francis Jr sold $558,996 worth of shares (1,200 units at $465.83) (SEC Form 4)

SEC Form 4 filed by Director Bryan Glynis

SEC Form 4 filed by Director Neal Blixt Dianne

SEC Form 4 filed by Director Sharpe Robert Francis Jr

SEC Form 4 filed by Director Digeso Amy

SEC Form 4 filed by Director Pelletier Liane J

SEC Form 4 filed by Director Shea Brian T

SEC Form 4 filed by Director Williams Christopher J

SEC Form 4 filed by Director Williams Christopher J

CEO, GLOBAL ASSET MANAGEMENT Truscott William F sold $2,660,400 worth of shares (5,000 units at $532.08) (SEC Form 4)

PRESIDENT-INSURANCE&ANNUITIES Alvero Gumer covered exercise/tax liability with 4,950 shares, sold $2,528,746 worth of shares (4,658 units at $542.88) and exercised 8,293 shares at a strike of $148.78, decreasing direct ownership by 22% to 4,621 units (SEC Form 4)

SEC Form 4 filed by SVP AND CONTROLLER Brockman Dawn M.

EXECUTIVE VP AND CFO Berman Walter Stanley sold $3,809,511 worth of shares (7,000 units at $544.22), decreasing direct ownership by 56% to 5,609 units (SEC Form 4)

CHAIRMAN AND CEO Cracchiolo James M sold $26,601,190 worth of shares (48,813 units at $544.96), decreasing direct ownership by 31% to 107,633 units (SEC Form 4)

SEC Form 4 filed by Director Pelletier Liane J

SEC Form 4 filed by Director Williams Christopher J

EVP AND GENERAL COUNSEL Melloh Heather J. was granted 999 shares and covered exercise/tax liability with 306 shares, increasing direct ownership by 23% to 3,684 units (SEC Form 4)

EXECUTIVE VP AND CFO Berman Walter Stanley was granted 2,790 shares and covered exercise/tax liability with 423 shares, increasing direct ownership by 23% to 12,609 units (SEC Form 4)

PRES-AWM PRODUCTS & SERVICES Sweeney Joseph Edward covered exercise/tax liability with 235 shares and was granted 1,702 shares, increasing direct ownership by 15% to 11,458 units (SEC Form 4)

PRESIDENT-INSURANCE&ANNUITIES Alvero Gumer covered exercise/tax liability with 32 shares and was granted 405 shares, increasing direct ownership by 7% to 5,936 units (SEC Form 4)

SVP AND CONTROLLER Brockman Dawn M. covered exercise/tax liability with 20 shares and was granted 177 shares, increasing direct ownership by 16% to 1,168 units (SEC Form 4)

EVP & CIO Smyth Gerard P. covered exercise/tax liability with 136 shares and was granted 1,014 shares, increasing direct ownership by 8% to 11,574 units (SEC Form 4)

EVP AND GENERAL COUNSEL Melloh Heather J. was granted 583 shares and covered exercise/tax liability with 46 shares, increasing direct ownership by 22% to 2,991 units (SEC Form 4)

CEO, GLOBAL ASSET MANAGEMENT Truscott William F covered exercise/tax liability with 345 shares and was granted 2,536 shares, increasing direct ownership by 84% to 4,794 units (SEC Form 4)

EXECUTIVE VP, GLOBAL CIO Davies William returned $41,158 worth of shares to the company (78 units at $527.19) and was granted 529 shares, increasing direct ownership by 3% to 14,529 units (SEC Form 4)

CHAIRMAN AND CEO Cracchiolo James M covered exercise/tax liability with 1,729 shares and was granted 11,988 shares, increasing direct ownership by 7% to 156,446 units (SEC Form 4)

EVP & CIO Smyth Gerard P. was granted 2,887 shares and covered exercise/tax liability with 1,115 shares, increasing direct ownership by 20% to 10,696 units (SEC Form 4)

CHAIRMAN AND CEO Cracchiolo James M was granted 35,534 shares and covered exercise/tax liability with 18,176 shares, increasing direct ownership by 13% to 146,187 units (SEC Form 4)

PRESIDENT-INSURANCE&ANNUITIES Alvero Gumer was granted 1,109 shares and covered exercise/tax liability with 336 shares, increasing direct ownership by 16% to 5,563 units (SEC Form 4)

PRES-AWM PRODUCTS & SERVICES Sweeney Joseph Edward was granted 5,550 shares and covered exercise/tax liability with 2,553 shares, increasing direct ownership by 43% to 9,991 units (SEC Form 4)

EXECUTIVE VP AND CFO Berman Walter Stanley was granted 9,993 shares and covered exercise/tax liability with 5,102 shares, increasing direct ownership by 91% to 10,242 units (SEC Form 4)

CEO, GLOBAL ASSET MANAGEMENT Truscott William F was granted 8,661 shares and covered exercise/tax liability with 4,169 shares (SEC Form 4)

EXECUTIVE VP, GLOBAL CIO Davies William returned $465,939 worth of shares to the company (935 units at $498.33) and was granted 1,989 shares, increasing direct ownership by 8% to 14,078 units (SEC Form 4)

EXECUTIVE VP AND CFO Berman Walter Stanley covered exercise/tax liability with 816 shares, decreasing direct ownership by 13% to 5,351 units (SEC Form 4)

PRES-AWM PRODUCTS & SERVICES Sweeney Joseph Edward covered exercise/tax liability with 407 shares, decreasing direct ownership by 5% to 6,994 units (SEC Form 4)

PRESIDENT-INSURANCE&ANNUITIES Alvero Gumer covered exercise/tax liability with 76 shares, decreasing direct ownership by 2% to 4,790 units (SEC Form 4)

EVP AND GENERAL COUNSEL Melloh Heather J. covered exercise/tax liability with 108 shares, decreasing direct ownership by 4% to 2,454 units (SEC Form 4)

EVP & CIO Smyth Gerard P. covered exercise/tax liability with 211 shares, decreasing direct ownership by 2% to 8,924 units (SEC Form 4)

CHAIRMAN AND CEO Cracchiolo James M covered exercise/tax liability with 3,923 shares, decreasing direct ownership by 3% to 128,829 units (SEC Form 4)

SVP AND CONTROLLER Brockman Dawn M. covered exercise/tax liability with 44 shares, decreasing direct ownership by 4% to 1,011 units (SEC Form 4)

EXECUTIVE VP, GLOBAL CIO Davies William returned $106,382 worth of shares to the company (213 units at $499.34), decreasing direct ownership by 2% to 13,024 units (SEC Form 4)

CEO, GLOBAL ASSET MANAGEMENT Truscott William F covered exercise/tax liability with 609 shares, decreasing direct ownership by 31% to 2,970 units (SEC Form 4)

Director Sharpe Robert Francis Jr sold $676,418 worth of shares (1,500 units at $450.94) (SEC Form 4)

SEC Form 4 filed by Director Williams Christopher J

SEC Form 4 filed by Director Bryan Glynis

EVP AND GENERAL COUNSEL Melloh Heather J. sold $768,502 worth of shares (1,500 units at $512.34), decreasing direct ownership by 37% to 2,562 units (SEC Form 4)

CEO, GLOBAL ASSET MANAGEMENT Truscott William F sold $5,032,934 worth of shares (9,929 units at $506.89), exercised 28,546 shares at a strike of $165.41 and covered exercise/tax liability with 18,617 shares (SEC Form 4)

Director Sharpe Robert Francis Jr gifted 98 shares (SEC Form 4)

SEC Form 4 filed by Director Williams Christopher J

SEC Form 4 filed by Director Bryan Glynis

EVP & CIO Smyth Gerard P. converted options into 204 shares and covered exercise/tax liability with 89 shares, increasing direct ownership by 1% to 9,135 units (SEC Form 4)

SVP AND CONTROLLER Brockman Dawn M. converted options into 26 shares and covered exercise/tax liability with 10 shares, increasing direct ownership by 2% to 1,055 units (SEC Form 4)

PRES-AWM PRODUCTS & SERVICES Sweeney Joseph Edward converted options into 309 shares and covered exercise/tax liability with 145 shares, increasing direct ownership by 2% to 7,401 units (SEC Form 4)

CEO, GLOBAL ASSET MANAGEMENT Truscott William F converted options into 530 shares and covered exercise/tax liability with 244 shares (SEC Form 4)

SEC Form 4 filed by Director Sharpe Robert Francis Jr

SEC Form 4 filed by Director Bryan Glynis

SEC Form 4 filed by Director Walter W Edward

SEC Form 4 filed by Director Shea Brian T

SEC Form 4 filed by Director Williams Christopher J